Ujjivan Small Finance Bank Ltd

Integrated Filing — Corporate Governance (NSE XBRL)

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Filing Summary

Company
Ujjivan Small Finance Bank Limited
Symbol
UJJIVANSFB
Quarter Ended
31-Mar-2026
Submission
New

General Disclosures

Advertisements As Per Regulation471
Yes
Annual Return As Provided Under Section92Of The Companies Act2013
Yes
Approval For Material Related Party Transactions
Not Applicable
Approval Of The Board And Shareholders For Compensation Or Profit Sharing
Not Applicable
Audio Or Video Recordings And Transcripts Of Post Earinings Or Quarterly Calls
Yes
Board Composition
Yes
Code Of Conduct
Yes
Compliance Certificate
Yes
Compliance With Sub Regulation3Of Regulation46With Respect To Accuracy Of Disclosures On The Website And Timely Updation
Yes
Confirmation That The Disclosures Are In A Separate Section As Specified In Sub Regulation2Of Regulation46
Yes
Credit Rating Or Revision In Credit Rating Obtained
Yes
Date Of End Of Financial Year
31-Mar-2026
Date Of End Of Reporting Period
31-Mar-2026
Date Of Signing
16-Apr-2026
Date Of Start Of Financial Year
01-Apr-2025
Designation Of Person
Company Secretary and Compliance Officer
Designation Of Person Affirmations
Company Secretary and Compliance Officer
Designation Of Person For Annual Affirmations
Company Secretary and Compliance Officer
Designation Of Person For Quartely Affirmations
Company Secretary and Compliance Officer
Details Of Agreements Entered Into With The Media Companies And Or Their Associates
Not Applicable
Details Of Business
Yes
Details Of Establishment Of Vigil Mechanism Or Whistle Blower Policy
Yes
Disclosure Of Contact Details Of KMP Who Are Authorized For The Purpose Of Determining Materiality Under Sub Regulation5Of Regulation30
Yes
Disclosure Of Related Party Transactions On Consolidated Basis
Yes
Disclosure Web Link Of Annual Return As Provided Under Section92Of The Companies Act2013Is Placed
https://www.ujjivansfb.bank.in/company-annual-returns
Disclosure Web Link Of Audio Or Video Recordings And Transcripts Of Post Earinings Or Quarterly Calls Is Placed
https://www.ujjivansfb.bank.in/presentation-concall-transcript
Disclosure Web Link Of Company At Advertisements As Per Regulation471Is Placed
https://www.ujjivansfb.bank.in/disclosures-stock-exchanges
Disclosure Web Link Of Company At Dividend Distribution Policy As Per Regulation43A1Is Placed
https://www.ujjivansfb.bank.in/corporate/corporate-governance-policies
Disclosure Web Link Of Company At Materiality Policy As Per Sub Regulation4Regulation30Is Placed
https://www.ujjivansfb.bank.in/corporate/corporate-governance-policies
Disclosure Web Link Of Company At Which Credit Rating Or Revision In Credit Rating Obtained Is Placed
https://www.ujjivansfb.bank.in/disclosures-stock-exchanges
Disclosure Web Link Of Company At Which Details Of Business Is Placed
https://www.ujjivansfb.bank.in/
Disclosure Web Link Of Company At Which Details Of Establishment Of Vigil Mechanism Or Whistle Blower Policy Is Placed
https://www.ujjivansfb.bank.in/corporate/corporate-governance-policies
Disclosure Web Link Of Company At Which Financial Results Is Placed
https://www.ujjivansfb.bank.in/financial-results
Disclosure Web Link Of Company At Which Policy On Dealing With Related Party Transactions Is Placed
https://www.ujjivansfb.bank.in/corporate/corporate-governance-policies
Disclosure Web Link Of Company At Which Shareholding Pattern Is Placed
https://www.ujjivansfb.bank.in/stock-information
Disclosure Web Link Of Compliance With Sub Regulation3Of Regulation46With Respect To Accuracy Of Disclosures On The Website And Timely Updation Is Placed
https://www.ujjivansfb.bank.in/investor-relations
Disclosure Web Link Of Confirmation That The Disclosures Are In A Separate Section As Specified In Sub Regulation2Of Regulation46Is Placed
https://www.ujjivansfb.bank.in/investor-relations
Disclosure Web Link Of Disclosure Of Contact Details Of KMP Who Are Authorized For The Purpose Of Determining Materiality Under Sub Regulation5Of Regulation30Is Placed
https://www.ujjivansfb.bank.in/other-disclosures
Disclosure Web Link Of Disclosures Under Sub Regulation8Of Regulation30Is Placed
https://www.ujjivansfb.bank.in/disclosures-stock-exchanges
Disclosure Web Link Of Employee Benefit Scheme Documents Framed In Terms Of SEBI Share Based Employee Benefits And Sweat Equity Regulations2021Is Placed
https://www.ujjivansfb.bank.in/other-disclosures
Disclosure Web Link Of Memorandum Of Association And Articles Of Association Is Placed
https://www.ujjivansfb.bank.in/other-disclosures
Disclosure Web Link Of Schedule Of Analyst Or Institutional Investor Meet And Presentation Prepared By Listed Entity For Analyst Or Institutional Investor Meet Is Placed
https://www.ujjivansfb.bank.in/disclosures-stock-exchanges
Disclosure Web Link Of Secretarial Compliance Report Is Placed
https://www.ujjivansfb.bank.in/disclosures-stock-exchanges
Disclosures Under Sub Regulation8Of Regulation30
Yes
Dividend Distribution Policy As Per Regulation43A1
Yes
Employee Benefit Scheme Documents Framed In Terms Of SEBI Share Based Employee Benefits And Sweat Equity Regulations2021
Yes
Fees Or Compensation
Yes
Financial Results
Yes
Is SCORESID Available
Yes
ISIN
INE551W01018
Market Capitalisation As Per Immediate Previous Financial Year
Top 1000 listed entities
Materiality Policy As Per Sub Regulation4Regulation30
Yes
Memorandum Of Association And Articles Of Association
Yes
Minimum Information
Yes
MSEI Symbol
NOTLISTED
Name Of Signatory
Sanjeev Barnwal
Name Of Signatory Affirmations
Sanjeev Barnwal
Name Of Signatory For Annual Affirmations
Sanjeev Barnwal
Name Of Signatory For Quartely Affirmations
Sanjeev Barnwal
Name Of The Company
UJJIVAN SMALL FINANCE BANK LIMITED
New Name And The Old Name Of The Listed Entity
Not Applicable
Other Corporate Governance Requirements With Respect To Subsidiary Of Listed Entity
Not Applicable
Place
Bengaluru
Plans For Orderly Succession For Appointments
Yes
Policy For Determining Material Subsidiaries
Not Applicable
Policy For Related Party Transaction
Yes
Policy On Dealing With Related Party Transactions
Yes
Reason For Part F Of Annexure I Of The SEBI Circular Dated31December2024Related To Disclosure Of Loans Or Guarantees Or Comfort Letters Or Securities Etc Is Not Applicable To The Entity
No such instance
Recommendation Of Board
Yes
Reporting Quarter
Yearly
Review Of Compliance Reports
Yes
Risk Assessment And Management
Yes
Schedule Of Analyst Or Institutional Investor Meet And Presentation Prepared By Listed Entity For Analyst Or Institutional Investor Meet
Yes
SCORES Registration ID
u00222
Scrip Code
542904
Secretarial Compliance Report
Yes
Separate Audited Financial Statements Of Each Subsidiary Of The Listed Entity
Not Applicable
Shareholding Pattern
Yes
Statements Of Deviations Or Variations As Specified In Regulation32
Not Applicable
Symbol
UJJIVANSFB
The Listed Entity Has Approved Material Subsidiary Policy And The Corporate Governance Requirements With Respect To Subsidiary Of Listed Entity Have Been Complied
Not Applicable
Type Of Company
Equity
Type Of Submission
Original
Vacancies In Respect Key Managerial Personnel
Not Applicable
Vigil Mechanism
Yes
Whether As Per Sub Regulation2ba Of Regulation27Of SEBILODR There Has Been Cyber Security Incidents During The Quarter
No
Whether Part A Of Annexure I Of The SEBI Circular Dated31December2024Related To Compliance Report On Corporate Governance Is Applicable To The Entity
Yes
Whether Part F Of Annexure I Of The SEBI Circular Dated31December2024Related To Disclosure Of Loans Or Guarantees Or Comfort Letters Or Securities Etc Is Applicable To The Entity
No

Additional Disclosures

Entry D_MeetingBOD1
Whether Requirement Of Quorum Met
Yes
Entry D_MeetingBOD2
Whether Requirement Of Quorum Met
Yes
Entry D_MeetingBOD3
Whether Requirement Of Quorum Met
Yes
Entry D_MeetingBOD4
Whether Requirement Of Quorum Met
Yes
Entry D_MeetingComit1
Whether Requirement Of Quorum Met
Yes
Entry D_MeetingComit10
Whether Requirement Of Quorum Met
Yes
Entry D_MeetingComit2
Whether Requirement Of Quorum Met
Yes
Entry D_MeetingComit3
Whether Requirement Of Quorum Met
Yes
Entry D_MeetingComit4
Whether Requirement Of Quorum Met
Yes
Entry D_MeetingComit5
Whether Requirement Of Quorum Met
Yes
Entry D_MeetingComit6
Whether Requirement Of Quorum Met
Yes
Entry D_MeetingComit7
Whether Requirement Of Quorum Met
Yes
Entry D_MeetingComit8
Whether Requirement Of Quorum Met
Yes
Entry D_MeetingComit9
Whether Requirement Of Quorum Met
Yes
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Board Composition — Entity Disclosures

The Composition Of Board Of Directors Is In Terms Of Sebi Regulations2015
Yes
Chairperson Related to MD / CEO
No
Regular Chairperson
Yes

Composition of Board of Directors

SrTitleDirectorPANDINCategory 1Category 2Category 3Date of BirthDisqualifiedStatusSpecial ResolutionInitial AppointmentRe-appointmentTenure (months)Listed DirectorshipsIndependent DirectorshipsAudit / Stakeholder MembershipsAudit / Stakeholder Chair Posts
1MrBanavar Anatharamaiah Prabhakar******02101808Non-Executive - Independent DirectorChairperson04-Aug-1953NoActiveNot Applicable20-Aug-202120-Aug-2024552231
2MrSanjeev Nautiyal******08075972Executive DirectorNot ApplicableCEO-MD16-Sep-1961NoActiveNot Applicable01-Jul-2024211010
3MsCarol Furtado******07587305Executive DirectorNot Applicable28-Jul-1971NoActiveNot Applicable01-May-2024231000
4MsRajni Mishra******08386001Non-Executive - Independent DirectorNot Applicable23-Jan-1957NoActiveNot Applicable16-Dec-202016-Dec-2023634473
5MrRajesh Kumar Jogi******03341036Non-Executive - Independent DirectorNot Applicable04-Mar-1968NoActiveNot Applicable25-Aug-202125-Mar-2024551121
6MrRavichandran Venkataraman******02064557Non-Executive - Independent DirectorNot Applicable22-Mar-1962NoActiveNot Applicable20-Aug-202120-Aug-2024551120
7MsSudha Suresh******06480567Non-Executive - Independent DirectorNot Applicable21-Dec-1963NoActiveNot Applicable01-Apr-202201-Apr-2025482253
8MsMona Kachhwaha******01856801Non-Executive - Independent DirectorNot Applicable02-Jan-1972NoActiveNot Applicable18-May-2024222230
9MrAniruddha Paul******00928375Non-Executive - Independent DirectorNot Applicable13-May-1968NoActiveNot Applicable22-Jan-202621100

Committee Disclosures

Entry CompComit100
Date of Appointment
09-Jul-2024
Entry CompComit101
Date of Appointment
09-Jul-2024
Entry CompComit122
Date of Appointment
01-Jul-2022
Entry CompComit123
Date of Appointment
26-Aug-2021
Entry CompComit124
Date of Appointment
26-Aug-2021
Entry CompComit125
Date of Appointment
09-Jul-2024
Entry CompComit14
Date of Appointment
01-Apr-2022
Entry CompComit15
Date of Appointment
27-Mar-2021
Entry CompComit16
Date of Appointment
19-May-2021
Entry CompComit17
Date of Appointment
26-Aug-2021
Entry CompComit18
Date of Appointment
09-Jul-2024
Entry CompComit41
Date of Appointment
01-Jul-2025
Entry CompComit42
Date of Appointment
26-Aug-2021
Entry CompComit43
Date of Appointment
26-Aug-2021
Entry CompComit44
Date of Appointment
13-Aug-2021
Entry CompComit68
Date of Appointment
01-Jul-2022
Entry CompComit69
Date of Appointment
26-Aug-2021
Entry CompComit70
Date of Appointment
28-Jan-2022
Entry CompComit71
Date of Appointment
09-Jul-2024
Entry CompComit95
Date of Appointment
27-Mar-2021
Entry CompComit96
Date of Appointment
26-Aug-2021
Entry CompComit97
Date of Appointment
25-Feb-2021
Entry CompComit98
Date of Appointment
26-Aug-2021
Entry CompComit99
Date of Appointment
09-Jul-2024
Entry MainD
Composition And Role Of Risk Management Committee
Yes
Composition Of Audit Committee
Yes
Composition Of Nomination And Remuneration Committee
Yes
Composition Of Stakeholder Relationship Committee
Yes
Composition Of Various Committees Of Board Of Directors
Yes
Disclosure Of Notes On Composition Of Committees Explanatory Text Block
No change in composition of committees mentioned in this report during the quarter ended March 31, 2026.
Disclosure Web Link Of Company At Which Composition Of Various Committees Of Board Of Directors Is Placed
https://www.ujjivansfb.bank.in/composition-of-board-committees
Memberships In Committees
Yes
Prior Or Omnibus Approval Of Audit Committee For All Related Party Transactions
Yes
Risk Management Committee
Yes
Role Of Audit Committee And Information To Be Reviewed By The Audit Committee
Yes
Role Of Nomination And Remuneration Committee
Yes
Role Of Stakeholders Relationship Committee
Yes
The Committee Members Have Been Made Aware Of Their Powers Role And Responsibilities As Specified In Sebi Regulations2015
Yes
The Composition Of Audit Committee Is In Terms Of Sebi Regulations2015
Yes
The Composition Of The Nomination And Remuneration Committee Is In Terms Of Sebi Regulations2015
Yes
The Composition Of The Risk Management Committee Is In Terms Of Sebi Regulations2015
Yes
The Composition Of The Stakeholders Relationship Committee Committee Is In Terms Of Sebi Regulations2015
Yes
Whether The Audit Committee Has A Regular Chairperson
Yes
Whether The Corporate Social Responsibility Committee Has A Regular Chairperson
Yes
Whether The Nomination And Remuneration Committee Has A Regular Chairperson
Yes
Whether The Risk Management Committee Has A Regular Chairperson
Yes
Whether The Stakeholders Relationship Committee Has A Regular Chairperson
Yes

Audit Committee

Additional Position
Chairperson
Director DIN
06480567
Member Name
Sudha Suresh
Position
Non-Executive - Independent Director

Audit Committee

Additional Position
Member
Director DIN
03341036
Member Name
Rajesh Kumar Jogi
Position
Non-Executive - Independent Director

Audit Committee

Additional Position
Member
Director DIN
08386001
Member Name
Rajni Mishra
Position
Non-Executive - Independent Director

Audit Committee

Additional Position
Member
Director DIN
02064557
Member Name
Ravichandran Venkataraman
Position
Non-Executive - Independent Director

Audit Committee

Additional Position
Member
Director DIN
01856801
Member Name
Mona Kachhwaha
Position
Non-Executive - Independent Director

Audit Committee

Audit Committee

Corporate Social Responsibility Committee

Additional Position
Chairperson
Director DIN
08386001
Member Name
Rajni Mishra
Position
Non-Executive - Independent Director

Corporate Social Responsibility Committee

Additional Position
Member
Director DIN
03341036
Member Name
Rajesh Kumar Jogi
Position
Non-Executive - Independent Director

Corporate Social Responsibility Committee

Additional Position
Member
Director DIN
06480567
Member Name
Sudha Suresh
Position
Non-Executive - Independent Director

Corporate Social Responsibility Committee

Additional Position
Member
Director DIN
07587305
Member Name
Carol Furtado
Position
Executive Director

Corporate Social Responsibility Committee

Corporate Social Responsibility Committee

Nomination and remuneration committee

Additional Position
Chairperson
Director DIN
08386001
Member Name
Rajni Mishra
Position
Non-Executive - Independent Director

Nomination and remuneration committee

Additional Position
Member
Director DIN
02064557
Member Name
Ravichandran Venkataraman
Position
Non-Executive - Independent Director

Nomination and remuneration committee

Additional Position
Member
Director DIN
02101808
Member Name
Banavar Anatharamaiah Prabhakar
Position
Non-Executive - Independent Director

Nomination and remuneration committee

Additional Position
Member
Director DIN
03341036
Member Name
Rajesh Kumar Jogi
Position
Non-Executive - Independent Director

Nomination and remuneration committee

Nomination and remuneration committee

Nomination and remuneration committee

Risk Management Committee

Additional Position
Member
Director DIN
07587305
Member Name
Carol Furtado
Position
Executive Director

Risk Management Committee

Additional Position
Member
Director DIN
08075972
Member Name
Sanjeev Nautiyal
Position
Executive Director

Risk Management Committee

Additional Position
Chairperson
Director DIN
03341036
Member Name
Rajesh Kumar Jogi
Position
Non-Executive - Independent Director

Risk Management Committee

Additional Position
Member
Director DIN
02101808
Member Name
Banavar Anatharamaiah Prabhakar
Position
Non-Executive - Independent Director

Risk Management Committee

Additional Position
Member
Director DIN
08386001
Member Name
Rajni Mishra
Position
Non-Executive - Independent Director

Risk Management Committee

Additional Position
Member
Director DIN
06480567
Member Name
Sudha Suresh
Position
Non-Executive - Independent Director

Risk Management Committee

Additional Position
Member
Director DIN
01856801
Member Name
Mona Kachhwaha
Position
Non-Executive - Independent Director

Risk Management Committee

Risk Management Committee

Stakeholders Relationship Committee

Additional Position
Chairperson
Director DIN
02101808
Member Name
Banavar Anatharamaiah Prabhakar
Position
Non-Executive - Independent Director

Stakeholders Relationship Committee

Additional Position
Member
Director DIN
06480567
Member Name
Sudha Suresh
Position
Non-Executive - Independent Director

Stakeholders Relationship Committee

Additional Position
Member
Director DIN
02064557
Member Name
Ravichandran Venkataraman
Position
Non-Executive - Independent Director

Stakeholders Relationship Committee

Additional Position
Member
Director DIN
08075972
Member Name
Sanjeev Nautiyal
Position
Executive Director

Stakeholders Relationship Committee

Entry MainD
Gap Between The Meetings Of The Risk Management Committee
Yes
Meeting Of Audit Committee
Yes
Meeting Of Board Of Directors
Yes
Meeting Of Independent Directors
Yes
Meeting Of Nomination And Remuneration Committee
Yes
Meeting Of Risk Management Committee
Yes
Meeting Of Stakeholders Relationship Committee
Yes
Quorum Of Board Meeting
Yes
Quorum Of Nomination And Remuneration Committee Meeting
Yes
Quorum Of Risk Management Committeemeeting
Yes
The Meetings Of The Board Of Directors And The Above Committees Have Been Conducted In The Manner As Specified In Sebi Regulations2015
Yes
Entry MeetingBOD1
Dates Of Meeting In The Previous Quarter
17-Oct-2025
Number Of Directors Present In Meeting Of Board Of Directors
8
Number Of Independent Directors Attending The Meeting
6
Total Number Of Directors As On Date Of The Meeting
8
Entry MeetingBOD2
Dates Of Meeting If Any In The Relevant Quarter
22-Jan-2026
Maximum Gap Between Any Two Consecutive Meetings
96
Number Of Directors Present In Meeting Of Board Of Directors
9
Number Of Independent Directors Attending The Meeting
7
Total Number Of Directors As On Date Of The Meeting
9
Entry MeetingBOD3
Dates Of Meeting If Any In The Relevant Quarter
12-Mar-2026
Maximum Gap Between Any Two Consecutive Meetings
48
Number Of Directors Present In Meeting Of Board Of Directors
9
Number Of Independent Directors Attending The Meeting
7
Total Number Of Directors As On Date Of The Meeting
9
Entry MeetingBOD4
Dates Of Meeting If Any In The Relevant Quarter
24-Mar-2026
Maximum Gap Between Any Two Consecutive Meetings
11
Number Of Directors Present In Meeting Of Board Of Directors
9
Number Of Independent Directors Attending The Meeting
7
Total Number Of Directors As On Date Of The Meeting
9
Entry MeetingComit1
Dates Of Meeting Of The Committee In The Previous Quarter
17-Oct-2025
Number Of Director Present In Meeting Of Committee All Directors Including Independent Director
5
Number Of Independent Director Attending Meeting Of Committee
5
Number Of Member Attending Meeting Of Committee
12
Total Number Of Directors As On Date Of The Meeting
5
Entry MeetingComit10
Dates Of Meeting Of The Committee In The Relevant Quarter
12-Mar-2026
Maximum Gap Between Any Two Consecutive Meetings
91
Number Of Director Present In Meeting Of Committee All Directors Including Independent Director
4
Number Of Independent Director Attending Meeting Of Committee
3
Number Of Member Attending Meeting Of Committee
9
Total Number Of Directors As On Date Of The Meeting
4
Entry MeetingComit2
Dates Of Meeting Of The Committee In The Relevant Quarter
21-Jan-2026
Maximum Gap Between Any Two Consecutive Meetings
95
Number Of Director Present In Meeting Of Committee All Directors Including Independent Director
5
Number Of Independent Director Attending Meeting Of Committee
5
Number Of Member Attending Meeting Of Committee
12
Total Number Of Directors As On Date Of The Meeting
5
Entry MeetingComit3
Dates Of Meeting Of The Committee In The Previous Quarter
14-Oct-2025
Number Of Director Present In Meeting Of Committee All Directors Including Independent Director
4
Number Of Independent Director Attending Meeting Of Committee
4
Number Of Member Attending Meeting Of Committee
10
Total Number Of Directors As On Date Of The Meeting
4
Entry MeetingComit4
Dates Of Meeting Of The Committee In The Relevant Quarter
21-Jan-2026
Maximum Gap Between Any Two Consecutive Meetings
98
Number Of Director Present In Meeting Of Committee All Directors Including Independent Director
4
Number Of Independent Director Attending Meeting Of Committee
4
Number Of Member Attending Meeting Of Committee
3
Total Number Of Directors As On Date Of The Meeting
4
Entry MeetingComit5
Dates Of Meeting Of The Committee In The Relevant Quarter
24-Mar-2026
Maximum Gap Between Any Two Consecutive Meetings
61
Number Of Director Present In Meeting Of Committee All Directors Including Independent Director
4
Number Of Independent Director Attending Meeting Of Committee
4
Number Of Member Attending Meeting Of Committee
5
Total Number Of Directors As On Date Of The Meeting
4
Entry MeetingComit6
Dates Of Meeting Of The Committee In The Relevant Quarter
24-Mar-2026
Number Of Director Present In Meeting Of Committee All Directors Including Independent Director
4
Number Of Independent Director Attending Meeting Of Committee
3
Number Of Member Attending Meeting Of Committee
1
Total Number Of Directors As On Date Of The Meeting
4
Entry MeetingComit7
Dates Of Meeting Of The Committee In The Previous Quarter
25-Nov-2025
Number Of Director Present In Meeting Of Committee All Directors Including Independent Director
6
Number Of Independent Director Attending Meeting Of Committee
4
Number Of Member Attending Meeting Of Committee
6
Total Number Of Directors As On Date Of The Meeting
7
Entry MeetingComit8
Dates Of Meeting Of The Committee In The Relevant Quarter
20-Jan-2026
Maximum Gap Between Any Two Consecutive Meetings
55
Number Of Director Present In Meeting Of Committee All Directors Including Independent Director
7
Number Of Independent Director Attending Meeting Of Committee
5
Number Of Member Attending Meeting Of Committee
13
Total Number Of Directors As On Date Of The Meeting
7
Entry MeetingComit9
Dates Of Meeting Of The Committee In The Previous Quarter
10-Dec-2025
Number Of Director Present In Meeting Of Committee All Directors Including Independent Director
3
Number Of Independent Director Attending Meeting Of Committee
2
Number Of Member Attending Meeting Of Committee
9
Total Number Of Directors As On Date Of The Meeting
4
Entry MainD
Contact Information Of The Designated Officials Of The Listed Entity Who Are Responsible For Assisting And Handling Investor Grievances
Yes
Disclosure Web Link Of Company At Which Contact Information Of The Designated Officials Of The Listed Entity Who Are Responsible For Assisting And Handling Investor Grievances Is Placed
https://www.ujjivansfb.bank.in/investor-contacts
Disclosure Web Link Of Company At Which Email Address For Grievance Redressal And Other Relevant Details Is Placed
https://www.ujjivansfb.bank.in/investor-contacts
Email Address For Grievance Redressal And Other Relevant Details
Yes
No Of Investor Complaints Disposed Off During The Period
0
No Of Investor Complaints During The Period
0
No Of Investor Complaints Received During The Period
0
Whether Part B Of Annexure I Of The SEBI Circular Dated31December2024Related To Investor Grievance Redressal Report Is Applicable To The Entity
Yes
Entry MainI
No Of Investor Complaints
0
Entry PY_I
No Of Investor Complaints
0
Composition Of Board Of Directors Of Unlisted Material Subsidiary
Not Applicable
Reason For Part C Of Annexure I Of The SEBI Circular Dated31December2024Related To Disclosure Of Acquisition Of Shares Or Voting Rights In Unlisted Companies Is Not Applicable To The Entity
No such instance
Whether Part C Of Annexure I Of The SEBI Circular Dated31December2024Related To Disclosure Of Acquisition Of Shares Or Voting Rights In Unlisted Companies Is Applicable To The Entity
No
Entry I_OngoingTaxLitigationsOrDisputes1
Current Status
Pending Disposal
Date of Initiation
26-Dec-2023
Opposing Party
Sales Tax Officer Class II /AVATO Ward 51: Zone 3: Delhi
Status (Previous Disclosure)
Appeal Filed  March 21, 2024
Entry I_OngoingTaxLitigationsOrDisputes10
Current Status
Pending Disposal
Date of Initiation
27-Feb-2025
Opposing Party
Assistant Commissioner, Division IV Jamshedpur Ranchi CBIC
Status (Previous Disclosure)
Appeal Filed  May 26, 2025
Entry I_OngoingTaxLitigationsOrDisputes11
Current Status
Pending Disposal
Date of Initiation
21-Feb-2025
Opposing Party
Assistant Commissioner, Bidhannagar Division Kolkata CBIC
Status (Previous Disclosure)
Appeal Filed  May 21, 2025
Entry I_OngoingTaxLitigationsOrDisputes12
Current Status
Pending Disposal
Date of Initiation
20-Feb-2025
Opposing Party
Sales Tax Officer Class II /AVATO Ward 51: Zone 3: Delhi
Status (Previous Disclosure)
Appeal Filed  May 14, 2025
Entry I_OngoingTaxLitigationsOrDisputes13
Current Status
Closed Appeal Disposed in favour of the Bank vide order no. ZD090326207988U dated 28th March 2026.
Date of Initiation
10-Feb-2025
Opposing Party
Joint Commissioner, Corporate Circle Meerut
Status (Previous Disclosure)
Appeal Filed  May 08, 2025
Entry I_OngoingTaxLitigationsOrDisputes14
Current Status
Pending Disposal
Date of Initiation
13-May-2025
Opposing Party
Assistant Commissioner of State Tax, Indore Division 3, Indore Zone.
Status (Previous Disclosure)
Appeal Filed  August 11, 2025
Entry I_OngoingTaxLitigationsOrDisputes15
Current Status
Submission made u/s 250 relating to AY 2017-18 on 14th May 2025 against request for final-submission of appeal document. Awaiting for final hearing.
Date of Initiation
17-Jan-2020
Opposing Party
Asessing Officer, ITD   in the matter of Ujjivan Financial Services Ltd (merged with Ujjivan Small Finance Bank w.e.f 01.04.2023) against 143(3) order Dt.21.12.2019
Status (Previous Disclosure)
Pending with CIT(A), NFAC
Entry I_OngoingTaxLitigationsOrDisputes16
Current Status
Submission made u/s 250 on 30th Jan 2025 relating to AY 2020-21 against request for final-submission of appeal document. Awaiting for final hearing.
Date of Initiation
10-Oct-2022
Opposing Party
Assessing Officer, ITD  in the matter of USFB against 143(3) order 21.09.2022
Status (Previous Disclosure)
Pending with CIT(A), NFAC
Entry I_OngoingTaxLitigationsOrDisputes17
Current Status
No update for Q4.
Date of Initiation
25-Jan-2024
Opposing Party
Assessing Officer, ITD  in the matter of USFB  against Order u/s 201 dated 29.12.2023
Status (Previous Disclosure)
Pending with CIT(A), NFAC
Entry I_OngoingTaxLitigationsOrDisputes18
Current Status
Bank has received the intimation under section 143(1) for Assessment Year 2024-25 from CPC on 19.12.2025 in terms of which Refund is ascertained at Rs. 15.58 crore. Appeal has been filed on 16.01.2026. Awaiting for hearing.
Date of Initiation
16-Jan-2026
Opposing Party
Assessing Officer, ITD  in the matter of USFB against Intimation u/s 143(1) order dated 19.12.2025
Status (Previous Disclosure)
Pending with CIT(A), NFAC
Entry I_OngoingTaxLitigationsOrDisputes19
Current Status
Bank received OGE u/s 250 dated 13.05.2025 granting a refund of 2.18 Crores being originally requested refund of 1.38 Cr and .76 Cr of FY 2021-22's wrongly adjusted against this along with the interest u/s 244A of .03 Cr. Refund received on 23rd July,2025. Rectification Letter has been submitted for Interest u/s 244A amounting to Rs. 64,46,122/- on 1st Aug,2025 with AO.
Date of Initiation
03-Sep-2024
Opposing Party
Asessing Officer, ITD in the matter of USFB against 143(3) order dated May 21, 2021
Status (Previous Disclosure)
Pending with Jurisdictional AO
Entry I_OngoingTaxLitigationsOrDisputes2
Current Status
1st hearing Done
Date of Initiation
30-Dec-2023
Opposing Party
Assistant Commissioner (ST) (FAC) Suramangalam Circle, Salem II. Tamil Nadu
Status (Previous Disclosure)
Appeal Filed  March 27, 2024
Entry I_OngoingTaxLitigationsOrDisputes20
Current Status
Partial refund of Rs. 3.21 cr. received. Higher refund as per return due to Excess benefit claimed in ITR. Assessment disposed by the ITAT and CIT(A) in favour of the Bank, however, final order (OGE) pending from AO on account of PF matter (tentative tax value of Rs. 1.2 cr). Follow up letter submitted with AO on 15.05.2024. OGE is being pursued with authority for the portion where the relief was granted by CIT(A) as the PF dues was made within due date mentioned in the Act while the portion for which relief was granted by ITAT will not be pursued as there was a change in provision (Tax in dispute - Rs. 7,19,405)
Date of Initiation
25-Apr-2022
Opposing Party
Assessing Officer, ITD in the matter of USFB against 143(3) order
Status (Previous Disclosure)
Pending with Jurisdictional AO
Entry I_OngoingTaxLitigationsOrDisputes3
Current Status
Pending Disposal
Date of Initiation
27-Apr-2024
Opposing Party
Sales Tax Officer Class II /AVATO Ward 51: Zone 3: Delhi
Status (Previous Disclosure)
Appeal Filed  July 25, 2024
Entry I_OngoingTaxLitigationsOrDisputes4
Current Status
Pending Disposal
Date of Initiation
29-Apr-2024
Opposing Party
Assistant Commissioner GST & Central Excise, Bhubaneswar-I Division
Status (Previous Disclosure)
Appeal Filed  July 31, 2024
Entry I_OngoingTaxLitigationsOrDisputes5
Current Status
Pending Disposal
Date of Initiation
22-Jul-2024
Opposing Party
Deputy Commissioner State Tax, Gandhi Maidan, Patna West , Bihar
Status (Previous Disclosure)
Appeal Filed  October 25, 2024
Entry I_OngoingTaxLitigationsOrDisputes6
Current Status
Closed
Date of Initiation
31-Aug-2024
Opposing Party
Assistant Commissioner State Tax, Gandhi Maidan, Patna West , Bihar
Status (Previous Disclosure)
Demand Paid under amnesty Scheme and applied for waiver of interest and Penalty
Entry I_OngoingTaxLitigationsOrDisputes7
Current Status
Closed
Date of Initiation
31-Aug-2024
Opposing Party
Assistant Commissioner (ST) (FAC) Suramangalam Circle, Salem II. Tamil Nadu
Status (Previous Disclosure)
Demand Paid under amnesty Scheme and applied for waiver of interest and Penalty
Entry I_OngoingTaxLitigationsOrDisputes8
Current Status
Hearing Done
Date of Initiation
19-Feb-2025
Opposing Party
Joint Commissioner, Pune , Maharashtra
Status (Previous Disclosure)
Appeal Filed  May 12, 2025
Entry I_OngoingTaxLitigationsOrDisputes9
Current Status
Pending Disposal
Date of Initiation
20-Feb-2025
Opposing Party
Assistant Commissioner, Ghatak 6 (Ahmedabad) Range 6
Status (Previous Disclosure)
Appeal Filed  May 14, 2025
Entry MainD
Whether Part E Of Annexure I Of The SEBI Circular Dated31December2024Related To Disclosure Of Updates To Ongoing Tax Litigations Or Disputes Is Applicable To The Entity
Yes
Entry I_ImpositionOfFineOrPenalty1
Authority
Assistant Commissioner (ST) Suramangalam Salem, Tamilnadu
Date Of Receipt Of Direction Or Order Including Any Ad Interim Or Interim Orders Or Any Other Communication From The Authority
29-Dec-2025
Financial / Operational Impact
50000
Nature And Details Of The Action Taken Or Order Passed
Penalty Order passed for FY 21-22
Violation Details
In FY 2021-22, due to a technical mapping error of the Service Outlet Locator ID (SOL ID), on certain turnover accounted in Tamilnadu State, tax was discharged from Karnataka instead of Tamil Nadu (1 Crore approx. taxable value). While the Adjudicating officer (AO) accepted Bank’s claims that IGST has been paid to the correct recipient state under Section 12(12) of the IGST Act, 2017, for the misreporting of turnover in GSTR-1 and GSTR-3B the AO levied penalty as according to him the same constitutes non-compliance with statutory reporting requirements. The same has been paid by Bank on 12th Feburary 2026
Entry MainD
Whether Part D Of Annexure I Of The SEBI Circular Dated31December2024Related To Disclosure Of Imposition Of Fine Or Penalty Is Applicable To The Entity
Yes