5paisa Capital Ltd

Integrated Filing — Corporate Governance (NSE XBRL)

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Filing Summary

Company
5Paisa Capital Limited
Symbol
5PAISA
Quarter Ended
31-Mar-2026
Submission
New

General Disclosures

Additional Disclosure Date
26-Apr-2026
Additional Disclosure Designation
CFO
Additional Disclosure Name Of Signatory
Gourav Munjal
Additional Disclosure Place
Thane
Advertisements As Per Regulation471
Yes
Affirmations
All loans (or other form of debt), guarantees, comfort letters (by whatever name called) or securities in connection with any loan(s) (or other form of debt) given directly or indirectly by the listed entity to promoter(s), promoter group, director(s) (including their relatives), key managerial personnel (including their relatives) or any entity controlled by them are in the economic interest of the company.
Aggregate Amount Advanced During Six Months Of Any Loan Or Any Other Form Of Debt To KM Ps Or Any Other Entity Controlled By Them
0
Aggregate Amount Advanced During Six Months Of Any Loan Or Any Other Form Of Debt To Promoter Group Or Any Other Entity Controlled By Them
0
Aggregate Amount Advanced During Six Months Of Any Loan Or Any Other Form Of Debt To Promoter Or Any Other Entity Controlled By Them
0
Aggregate Amount Of Issuance During Six Months Of Any Guarantee Or Comfort To KM Ps Or Any Other Entity Controlled By Them
0
Aggregate Amount Of Issuance During Six Months Of Any Guarantee Or Comfort To Promoter Group Or Any Other Entity Controlled By Them
0
Aggregate Amount Of Issuance During Six Months Of Any Guarantee Or Comfort To Promoter Or Any Other Entity Controlled By Them
0
Aggregate Value Of Security Provided During Six Months Of Security In Connection With Loan Or Any Other Debt Avail By KM Ps Or Any Other Entity Controlled By Them
0
Aggregate Value Of Security Provided During Six Months Of Security In Connection With Loan Or Any Other Debt Avail By Promoter Group Or Any Other Entity Controlled By Them
0
Aggregate Value Of Security Provided During Six Months Of Security In Connection With Loan Or Any Other Debt Avail By Promoter Or Any Other Entity Controlled By Them
0
Annual Return As Provided Under Section92Of The Companies Act2013
Yes
Approval For Material Related Party Transactions
Yes
Approval Of The Board And Shareholders For Compensation Or Profit Sharing
Not Applicable
Audio Or Video Recordings And Transcripts Of Post Earinings Or Quarterly Calls
Yes
Balance Outstanding At The End Of Six Months Any Loan Or Any Other Form Of Debt To KM Ps Or Any Other Entity Controlled By Them
0
Balance Outstanding At The End Of Six Months Any Loan Or Any Other Form Of Debt To Promoter Group Or Any Other Entity Controlled By Them
0
Balance Outstanding At The End Of Six Months Any Loan Or Any Other Form Of Debt To Promoter Or Any Other Entity Controlled By Them
0
Balance Outstanding At The End Of Six Months Of Any Guarantee Or Comfort To KM Ps Or Any Other Entity Controlled By Them
0
Balance Outstanding At The End Of Six Months Of Any Guarantee Or Comfort To Promoter Group Or Any Other Entity Controlled By Them
0
Balance Outstanding At The End Of Six Months Of Any Guarantee Or Comfort To Promoter Or Any Other Entity Controlled By Them
0
Balance Outstanding At The End Of Six Months Of Security In Connection With Loan Or Any Other Debt Avail By KM Ps Or Any Other Entity Controlled By Them
0
Balance Outstanding At The End Of Six Months Of Security In Connection With Loan Or Any Other Debt Avail By Promoter Group Or Any Other Entity Controlled By Them
0
Balance Outstanding At The End Of Six Months Of Security In Connection With Loan Or Any Other Debt Avail By Promoter Or Any Other Entity Controlled By Them
0
Board Composition
Yes
Code Of Conduct
Yes
Compliance Certificate
Yes
Compliance Status
Yes
Compliance With Sub Regulation3Of Regulation46With Respect To Accuracy Of Disclosures On The Website And Timely Updation
Yes
Confirmation That The Disclosures Are In A Separate Section As Specified In Sub Regulation2Of Regulation46
Yes
Credit Rating Or Revision In Credit Rating Obtained
Yes
Date Of End Of Financial Year
31-Mar-2026
Date Of End Of Reporting Period
31-Mar-2026
Date Of Signing
26-Apr-2026
Date Of Start Of Financial Year
01-Apr-2025
Designation Of Person
Director
Designation Of Person Affirmations
Director
Designation Of Person For Annual Affirmations
Company Secretary and Compliance Officer
Designation Of Person For Quartely Affirmations
Director
Details Of Agreements Entered Into With The Media Companies And Or Their Associates
Not Applicable
Details Of Business
Yes
Details Of Establishment Of Vigil Mechanism Or Whistle Blower Policy
Yes
Disclosure Of Contact Details Of KMP Who Are Authorized For The Purpose Of Determining Materiality Under Sub Regulation5Of Regulation30
Yes
Disclosure Of Related Party Transactions On Consolidated Basis
Yes
Disclosure Web Link Of Annual Return As Provided Under Section92Of The Companies Act2013Is Placed
https://www.5paisa.com/investor-relations
Disclosure Web Link Of Audio Or Video Recordings And Transcripts Of Post Earinings Or Quarterly Calls Is Placed
https://www.5paisa.com/investor-relations
Disclosure Web Link Of Company At Advertisements As Per Regulation471Is Placed
https://www.5paisa.com/investor-relations
Disclosure Web Link Of Company At Dividend Distribution Policy As Per Regulation43A1Is Placed
https://www.5paisa.com/investor-relations
Disclosure Web Link Of Company At Materiality Policy As Per Sub Regulation4Regulation30Is Placed
https://www.5paisa.com/investor-relations
Disclosure Web Link Of Company At Separate Audited Financial Statements Of Each Subsidiary Of The Listed Entity Is Placed
https://www.5paisa.com/investor-relations
Disclosure Web Link Of Company At Which Credit Rating Or Revision In Credit Rating Obtained Is Placed
https://www.5paisa.com/investor-relations
Disclosure Web Link Of Company At Which Details Of Business Is Placed
https://www.5paisa.com/investor-relations
Disclosure Web Link Of Company At Which Details Of Establishment Of Vigil Mechanism Or Whistle Blower Policy Is Placed
https://www.5paisa.com/investor-relations
Disclosure Web Link Of Company At Which Financial Results Is Placed
https://www.5paisa.com/investor-relations
Disclosure Web Link Of Company At Which Policy For Determining Material Subsidiaries Is Placed
https://www.5paisa.com/investor-relations
Disclosure Web Link Of Company At Which Policy On Dealing With Related Party Transactions Is Placed
https://www.5paisa.com/investor-relations
Disclosure Web Link Of Company At Which Shareholding Pattern Is Placed
https://www.5paisa.com/investor-relations
Disclosure Web Link Of Compliance With Sub Regulation3Of Regulation46With Respect To Accuracy Of Disclosures On The Website And Timely Updation Is Placed
https://www.5paisa.com/investor-relations
Disclosure Web Link Of Confirmation That The Disclosures Are In A Separate Section As Specified In Sub Regulation2Of Regulation46Is Placed
https://www.5paisa.com/investor-relations
Disclosure Web Link Of Disclosure Of Contact Details Of KMP Who Are Authorized For The Purpose Of Determining Materiality Under Sub Regulation5Of Regulation30Is Placed
https://www.5paisa.com/investor-relations
Disclosure Web Link Of Disclosures Under Sub Regulation8Of Regulation30Is Placed
https://www.5paisa.com/investor-relations
Disclosure Web Link Of Employee Benefit Scheme Documents Framed In Terms Of SEBI Share Based Employee Benefits And Sweat Equity Regulations2021Is Placed
https://www.5paisa.com/investor-relations
Disclosure Web Link Of Memorandum Of Association And Articles Of Association Is Placed
https://www.5paisa.com/investor-relations
Disclosure Web Link Of Schedule Of Analyst Or Institutional Investor Meet And Presentation Prepared By Listed Entity For Analyst Or Institutional Investor Meet Is Placed
https://www.5paisa.com/investor-relations
Disclosure Web Link Of Secretarial Compliance Report Is Placed
https://www.5paisa.com/investor-relations
Disclosures Under Sub Regulation8Of Regulation30
Yes
Dividend Distribution Policy As Per Regulation43A1
Yes
Employee Benefit Scheme Documents Framed In Terms Of SEBI Share Based Employee Benefits And Sweat Equity Regulations2021
Yes
Fees Or Compensation
Yes
Financial Results
Yes
Is SCORESID Available
Yes
ISIN
INE618L01018
Market Capitalisation As Per Immediate Previous Financial Year
Top 2000 listed entities
Materiality Policy As Per Sub Regulation4Regulation30
Yes
Memorandum Of Association And Articles Of Association
Yes
Minimum Information
Yes
MSEI Symbol
NOTLISTED
Name Of Signatory
Gourav Munjal
Name Of Signatory Affirmations
Gourav Munjal
Name Of Signatory For Annual Affirmations
Charvi Panchmatia
Name Of Signatory For Quartely Affirmations
Gourav Munjal
Name Of The Company
5paisa Capital Limited
New Name And The Old Name Of The Listed Entity
Not Applicable
Other Corporate Governance Requirements With Respect To Subsidiary Of Listed Entity
Yes
Place
Thane
Plans For Orderly Succession For Appointments
Yes
Policy For Determining Material Subsidiaries
Yes
Policy For Related Party Transaction
Yes
Policy On Dealing With Related Party Transactions
Yes
Recommendation Of Board
Yes
Reporting Quarter
Yearly
Review Of Compliance Reports
Yes
Risk Assessment And Management
Yes
Schedule Of Analyst Or Institutional Investor Meet And Presentation Prepared By Listed Entity For Analyst Or Institutional Investor Meet
Yes
SCORES Registration ID
COMZ00144
Scrip Code
540776
Secretarial Compliance Report
Yes
Separate Audited Financial Statements Of Each Subsidiary Of The Listed Entity
Yes
Shareholding Pattern
Yes
Statements Of Deviations Or Variations As Specified In Regulation32
Not Applicable
Symbol
5PAISA
The Listed Entity Has Approved Material Subsidiary Policy And The Corporate Governance Requirements With Respect To Subsidiary Of Listed Entity Have Been Complied
Yes
Type Of Any Guarantee Or Comfort Letter Of KM Ps Or Any Other Entity Controlled By Them
0
Type Of Any Guarantee Or Comfort Letter Of Promoter Group Or Any Other Entity Controlled By Them
0
Type Of Any Guarantee Or Comfort Letter Of Promoter Or Any Other Entity Controlled By Them
0
Type Of Company
Equity
Type Of Security Of KM Ps Or Any Other Entity Controlled By Them
0
Type Of Security Of Promoter Group Or Any Other Entity Controlled By Them
0
Type Of Security Of Promoter Or Any Other Entity Controlled By Them
0
Type Of Submission
Original
Vacancies In Respect Key Managerial Personnel
Yes
Vigil Mechanism
Yes
Whether As Per Sub Regulation2ba Of Regulation27Of SEBILODR There Has Been Cyber Security Incidents During The Quarter
No
Whether Part A Of Annexure I Of The SEBI Circular Dated31December2024Related To Compliance Report On Corporate Governance Is Applicable To The Entity
Yes
Whether Part F Of Annexure I Of The SEBI Circular Dated31December2024Related To Disclosure Of Loans Or Guarantees Or Comfort Letters Or Securities Etc Is Applicable To The Entity
Yes

Additional Disclosures

Entry D_MeetingBOD1
Whether Requirement Of Quorum Met
Yes
Entry D_MeetingBOD2
Whether Requirement Of Quorum Met
Yes
Entry D_MeetingBOD3
Whether Requirement Of Quorum Met
Yes
Entry D_MeetingBOD4
Whether Requirement Of Quorum Met
Yes
Entry D_MeetingBOD5
Whether Requirement Of Quorum Met
Yes
Entry D_MeetingComit1
Whether Requirement Of Quorum Met
Yes
Entry D_MeetingComit2
Whether Requirement Of Quorum Met
Yes
Entry D_MeetingComit3
Whether Requirement Of Quorum Met
Yes
Entry D_MeetingComit4
Whether Requirement Of Quorum Met
Yes
Entry D_MeetingComit5
Whether Requirement Of Quorum Met
Yes
Entry D_MeetingComit6
Whether Requirement Of Quorum Met
Yes
Entry D_MeetingComit7
Whether Requirement Of Quorum Met
Yes
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Board Composition — Entity Disclosures

The Composition Of Board Of Directors Is In Terms Of Sebi Regulations2015
Yes
Chairperson Related to MD / CEO
No
Regular Chairperson
Yes

Composition of Board of Directors

SrTitleDirectorPANDINCategory 1Category 2Date of BirthDisqualifiedStatusSpecial ResolutionInitial AppointmentRe-appointmentTenure (months)Listed DirectorshipsIndependent DirectorshipsAudit / Stakeholder MembershipsAudit / Stakeholder Chair Posts
1MsArchana Hingorani******00028037Non-Executive - Independent DirectorChairperson09-Sep-1965NoActiveNot Applicable07-Jun-201707-Jun-2022105.256673
2MsNirali Sanghi******00319389Non-Executive - Independent DirectorNot Applicable14-May-1968NoActiveNot Applicable11-Jan-201811-Jan-202398.211121
3MrMilin Mehta******01297508Non-Executive - Independent DirectorNot Applicable08-Sep-1964NoActiveNot Applicable01-Apr-202001-Apr-2025724485
4MrSarat Kumar Malik******09791314Non-Executive - Independent DirectorNot Applicable12-Mar-1961NoActiveNot Applicable08-Jul-202524-Aug-20263300
5MrZor Gorelov******11329941Non-Executive - Independent DirectorNot Applicable07-Jun-1964NoActiveNot Applicable09-Oct-202523-May-20261100
6MrGaurav Seth******10415364Executive DirectorNot Applicable08-Jul-1976NoActiveNot Applicable17-Jan-20251010
7MrGourav Munjal******06360031Executive DirectorNot Applicable16-Jun-1988NoActiveNot Applicable16-Jan-202016-Jan-20231000
8MrAmeya Agnihotri******07680132Executive DirectorNot Applicable22-May-1982NoActiveNot Applicable13-Jul-20241010

Committee Disclosures

Entry CompComit100
Date of Appointment
12-Nov-2024
Entry CompComit101
Date of Appointment
03-Dec-2024
Entry CompComit122
Date of Appointment
13-Jul-2023
Entry CompComit123
Date of Appointment
13-Jul-2023
Entry CompComit124
Date of Appointment
20-Apr-2021
Entry CompComit125
Date of Appointment
13-Jul-2024
Entry CompComit126
Date of Appointment
17-Jan-2025
Entry CompComit14
Date of Appointment
03-Sep-2020
Entry CompComit15
Date of Appointment
11-Jan-2018
Entry CompComit16
Date of Appointment
03-Sep-2020
Entry CompComit41
Date of Appointment
11-Jan-2018
Entry CompComit42
Date of Appointment
07-Jun-2017
Entry CompComit43
Date of Appointment
03-Sep-2025
Entry CompComit68
Date of Appointment
11-Jan-2018
Entry CompComit69
Date of Appointment
13-Oct-2017
Entry CompComit70
Date of Appointment
13-Jul-2024
Entry CompComit71
Date of Appointment
17-Jan-2025
Entry CompComit95
Date of Appointment
20-Apr-2021
Entry CompComit96
Date of Appointment
13-Jul-2023
Entry CompComit97
Date of Appointment
20-Apr-2021
Entry CompComit98
Date of Appointment
10-Nov-2023
Entry CompComit99
Date of Appointment
17-Jan-2025
Entry MainD
Composition And Role Of Risk Management Committee
Yes
Composition Of Audit Committee
Yes
Composition Of Nomination And Remuneration Committee
Yes
Composition Of Stakeholder Relationship Committee
Yes
Composition Of Various Committees Of Board Of Directors
Yes
Disclosure Web Link Of Company At Which Composition Of Various Committees Of Board Of Directors Is Placed
https://www.5paisa.com/investor-relations
Memberships In Committees
Yes
Prior Or Omnibus Approval Of Audit Committee For All Related Party Transactions
Yes
Risk Management Committee
Yes
Role Of Audit Committee And Information To Be Reviewed By The Audit Committee
Yes
Role Of Nomination And Remuneration Committee
Yes
Role Of Stakeholders Relationship Committee
Yes
The Committee Members Have Been Made Aware Of Their Powers Role And Responsibilities As Specified In Sebi Regulations2015
Yes
The Composition Of Audit Committee Is In Terms Of Sebi Regulations2015
Yes
The Composition Of The Nomination And Remuneration Committee Is In Terms Of Sebi Regulations2015
Yes
The Composition Of The Risk Management Committee Is In Terms Of Sebi Regulations2015
Yes
The Composition Of The Stakeholders Relationship Committee Committee Is In Terms Of Sebi Regulations2015
Yes
Whether The Audit Committee Has A Regular Chairperson
Yes
Whether The Corporate Social Responsibility Committee Has A Regular Chairperson
Yes
Whether The Nomination And Remuneration Committee Has A Regular Chairperson
Yes
Whether The Risk Management Committee Has A Regular Chairperson
Yes
Whether The Stakeholders Relationship Committee Has A Regular Chairperson
Yes

Audit Committee

Additional Position
Chairperson
Director DIN
01297508
Member Name
Milin Mehta
Position
Non-Executive - Independent Director

Audit Committee

Additional Position
Member
Director DIN
00319389
Member Name
Nirali Sanghi
Position
Non-Executive - Independent Director

Audit Committee

Additional Position
Member
Director DIN
00028037
Member Name
Archana Hingorani
Position
Non-Executive - Independent Director

Audit Committee

Audit Committee

Corporate Social Responsibility Committee

Additional Position
Chairperson
Director DIN
00028037
Member Name
Archana Hingorani
Position
Non-Executive - Independent Director

Corporate Social Responsibility Committee

Additional Position
Member
Director DIN
00319389
Member Name
Nirali Sanghi
Position
Non-Executive - Independent Director

Corporate Social Responsibility Committee

Additional Position
Member
Director DIN
06360031
Member Name
Gourav Munjal
Position
Executive Director

Corporate Social Responsibility Committee

Additional Position
Member
Director DIN
07680132
Member Name
Ameya Agnihotri
Position
Executive Director

Corporate Social Responsibility Committee

Additional Position
Member
Director DIN
10415364
Member Name
Gaurav Seth
Position
Executive Director

Nomination and remuneration committee

Additional Position
Chairperson
Director DIN
00319389
Member Name
Nirali Sanghi
Position
Non-Executive - Independent Director

Nomination and remuneration committee

Additional Position
Member
Director DIN
00028037
Member Name
Archana Hingorani
Position
Non-Executive - Independent Director

Nomination and remuneration committee

Additional Position
Member
Director DIN
09791314
Member Name
Sarat Kumar Malik
Position
Non-Executive - Independent Director

Nomination and remuneration committee

Nomination and remuneration committee

Risk Management Committee

Additional Position
Member
Director DIN
99999999
Member Name
Yogesh Maroli
Notes
Mr. Yogesh Maroli, Chief Information Security Officer (CISO) of 5paisa Capital Limited ("the Company"), is not a Director in the Company. Hence, he does not require to have DIN.
Position
Chief Information Security Officer

Risk Management Committee

Additional Position
Member
Director DIN
99999999
Member Name
Lalit Babu Lathe
Notes
Mr. Lalit Babu Lathe, Chief Risk Officer (CRO) of 5paisa Capital Limited ("the Company"), is not a Director in the Company. Hence, he does not require to have DIN.
Position
Chief Risk Officer

Risk Management Committee

Additional Position
Chairperson
Director DIN
00028037
Member Name
Archana Hingorani
Position
Non-Executive - Independent Director

Risk Management Committee

Additional Position
Member
Director DIN
01297508
Member Name
Milin Mehta
Position
Non-Executive - Independent Director

Risk Management Committee

Additional Position
Member
Director DIN
06360031
Member Name
Gourav Munjal
Position
Executive Director

Risk Management Committee

Additional Position
Member
Director DIN
07680132
Member Name
Ameya Agnihotri
Position
Executive Director

Risk Management Committee

Additional Position
Member
Director DIN
10415364
Member Name
Gaurav Seth
Position
Executive Director

Risk Management Committee

Risk Management Committee

Stakeholders Relationship Committee

Additional Position
Chairperson
Director DIN
00319389
Member Name
Nirali Sanghi
Position
Non-Executive - Independent Director

Stakeholders Relationship Committee

Additional Position
Member
Director DIN
00028037
Member Name
Archana Hingorani
Position
Non-Executive - Independent Director

Stakeholders Relationship Committee

Additional Position
Member
Director DIN
07680132
Member Name
Ameya Agnihotri
Position
Executive Director

Stakeholders Relationship Committee

Additional Position
Member
Director DIN
10415364
Member Name
Gaurav Seth
Position
Executive Director

Stakeholders Relationship Committee

Entry MainD
Gap Between The Meetings Of The Risk Management Committee
Yes
Meeting Of Audit Committee
Yes
Meeting Of Board Of Directors
Yes
Meeting Of Independent Directors
Yes
Meeting Of Nomination And Remuneration Committee
Yes
Meeting Of Risk Management Committee
Yes
Meeting Of Stakeholders Relationship Committee
Yes
Quorum Of Board Meeting
Yes
Quorum Of Nomination And Remuneration Committee Meeting
Yes
Quorum Of Risk Management Committeemeeting
Yes
The Meetings Of The Board Of Directors And The Above Committees Have Been Conducted In The Manner As Specified In Sebi Regulations2015
Yes
Entry MeetingBOD1
Dates Of Meeting In The Previous Quarter
09-Oct-2025
Number Of Directors Present In Meeting Of Board Of Directors
8
Number Of Independent Directors Attending The Meeting
5
Total Number Of Directors As On Date Of The Meeting
8
Entry MeetingBOD2
Dates Of Meeting If Any In The Relevant Quarter
13-Jan-2026
Maximum Gap Between Any Two Consecutive Meetings
95
Number Of Directors Present In Meeting Of Board Of Directors
8
Number Of Independent Directors Attending The Meeting
5
Total Number Of Directors As On Date Of The Meeting
8
Entry MeetingBOD3
Dates Of Meeting If Any In The Relevant Quarter
21-Jan-2026
Maximum Gap Between Any Two Consecutive Meetings
7
Number Of Directors Present In Meeting Of Board Of Directors
8
Number Of Independent Directors Attending The Meeting
5
Total Number Of Directors As On Date Of The Meeting
8
Entry MeetingBOD4
Dates Of Meeting If Any In The Relevant Quarter
24-Feb-2026
Maximum Gap Between Any Two Consecutive Meetings
33
Number Of Directors Present In Meeting Of Board Of Directors
8
Number Of Independent Directors Attending The Meeting
5
Total Number Of Directors As On Date Of The Meeting
8
Entry MeetingBOD5
Dates Of Meeting If Any In The Relevant Quarter
11-Mar-2026
Maximum Gap Between Any Two Consecutive Meetings
14
Number Of Directors Present In Meeting Of Board Of Directors
8
Number Of Independent Directors Attending The Meeting
5
Total Number Of Directors As On Date Of The Meeting
8
Entry MeetingComit1
Dates Of Meeting Of The Committee In The Previous Quarter
09-Oct-2025
Number Of Director Present In Meeting Of Committee All Directors Including Independent Director
3
Number Of Independent Director Attending Meeting Of Committee
3
Number Of Member Attending Meeting Of Committee
0
Total Number Of Directors As On Date Of The Meeting
3
Entry MeetingComit2
Dates Of Meeting Of The Committee In The Relevant Quarter
13-Jan-2026
Maximum Gap Between Any Two Consecutive Meetings
95
Number Of Director Present In Meeting Of Committee All Directors Including Independent Director
3
Number Of Independent Director Attending Meeting Of Committee
3
Number Of Member Attending Meeting Of Committee
0
Total Number Of Directors As On Date Of The Meeting
3
Entry MeetingComit3
Dates Of Meeting Of The Committee In The Previous Quarter
09-Oct-2025
Number Of Director Present In Meeting Of Committee All Directors Including Independent Director
3
Number Of Independent Director Attending Meeting Of Committee
3
Number Of Member Attending Meeting Of Committee
0
Total Number Of Directors As On Date Of The Meeting
3
Entry MeetingComit4
Dates Of Meeting Of The Committee In The Relevant Quarter
13-Jan-2026
Maximum Gap Between Any Two Consecutive Meetings
95
Number Of Director Present In Meeting Of Committee All Directors Including Independent Director
3
Number Of Independent Director Attending Meeting Of Committee
3
Number Of Member Attending Meeting Of Committee
0
Total Number Of Directors As On Date Of The Meeting
3
Entry MeetingComit5
Dates Of Meeting Of The Committee In The Previous Quarter
09-Oct-2025
Number Of Director Present In Meeting Of Committee All Directors Including Independent Director
5
Number Of Independent Director Attending Meeting Of Committee
2
Number Of Member Attending Meeting Of Committee
2
Total Number Of Directors As On Date Of The Meeting
5
Entry MeetingComit6
Dates Of Meeting Of The Committee In The Relevant Quarter
13-Jan-2026
Maximum Gap Between Any Two Consecutive Meetings
95
Number Of Director Present In Meeting Of Committee All Directors Including Independent Director
5
Number Of Independent Director Attending Meeting Of Committee
2
Number Of Member Attending Meeting Of Committee
2
Total Number Of Directors As On Date Of The Meeting
5
Entry MeetingComit7
Dates Of Meeting Of The Committee In The Relevant Quarter
25-Mar-2026
Maximum Gap Between Any Two Consecutive Meetings
70
Number Of Director Present In Meeting Of Committee All Directors Including Independent Director
4
Number Of Independent Director Attending Meeting Of Committee
2
Number Of Member Attending Meeting Of Committee
0
Total Number Of Directors As On Date Of The Meeting
4
Entry MainD
Contact Information Of The Designated Officials Of The Listed Entity Who Are Responsible For Assisting And Handling Investor Grievances
Yes
Disclosure Web Link Of Company At Which Contact Information Of The Designated Officials Of The Listed Entity Who Are Responsible For Assisting And Handling Investor Grievances Is Placed
https://www.5paisa.com/investor-relations
Disclosure Web Link Of Company At Which Email Address For Grievance Redressal And Other Relevant Details Is Placed
https://www.5paisa.com/investor-relations
Email Address For Grievance Redressal And Other Relevant Details
Yes
No Of Investor Complaints Disposed Off During The Period
0
No Of Investor Complaints During The Period
0
No Of Investor Complaints Received During The Period
0
Whether Part B Of Annexure I Of The SEBI Circular Dated31December2024Related To Investor Grievance Redressal Report Is Applicable To The Entity
Yes
Entry MainI
No Of Investor Complaints
0
Entry PY_I
No Of Investor Complaints
0
Composition Of Board Of Directors Of Unlisted Material Subsidiary
Not Applicable
Reason For Part C Of Annexure I Of The SEBI Circular Dated31December2024Related To Disclosure Of Acquisition Of Shares Or Voting Rights In Unlisted Companies Is Not Applicable To The Entity
During the quarter, the Company did not acquire any shares or voting rights in Unlisted Company.
Whether Part C Of Annexure I Of The SEBI Circular Dated31December2024Related To Disclosure Of Acquisition Of Shares Or Voting Rights In Unlisted Companies Is Applicable To The Entity
No
Entry I_OngoingTaxLitigationsOrDisputes1
Current Status
Not yet scheduled
Date of Initiation
29-Dec-2025
Opposing Party
GST- Tamil nadu
Status (Previous Disclosure)
Appeal Filed
Entry I_OngoingTaxLitigationsOrDisputes2
Current Status
Not yet scheduled
Date of Initiation
16-Dec-2025
Opposing Party
GST- Karnataka
Status (Previous Disclosure)
Appeal Filed
Entry I_OngoingTaxLitigationsOrDisputes3
Current Status
Not yet scheduled
Date of Initiation
12-Mar-2026
Opposing Party
GST- Karnataka
Status (Previous Disclosure)
Appeal to be Filed
Entry I_OngoingTaxLitigationsOrDisputes4
Current Status
Not yet scheduled
Date of Initiation
01-Apr-2026
Opposing Party
Income Tax
Status (Previous Disclosure)
Appeal to be Filed
Entry I_OngoingTaxLitigationsOrDisputes5
Current Status
Not yet scheduled
Date of Initiation
23-Mar-2025
Opposing Party
Income Tax
Status (Previous Disclosure)
Appeal Filed
Entry MainD
Whether Part E Of Annexure I Of The SEBI Circular Dated31December2024Related To Disclosure Of Updates To Ongoing Tax Litigations Or Disputes Is Applicable To The Entity
Yes
Entry I_ImpositionOfFineOrPenalty1
Authority
NSE
Date Of Receipt Of Direction Or Order Including Any Ad Interim Or Interim Orders Or Any Other Communication From The Authority
29-Jan-2026
Financial / Operational Impact
-
Nature And Details Of The Action Taken Or Order Passed
A monetary penalty of Rs. 8800 + Advise
Violation Details
Penalty levied towards offsite alert of Incorrect reporting of margin/ MTM loss collection from clients to Exchange as 22, 2025 and Segregation and Monitoring of Collateral at Client Level to Clearing Member/Clearing Corporation as on September 22, 2025.
Entry I_ImpositionOfFineOrPenalty10
Authority
NSE
Date Of Receipt Of Direction Or Order Including Any Ad Interim Or Interim Orders Or Any Other Communication From The Authority
27-Feb-2026
Financial / Operational Impact
-
Nature And Details Of The Action Taken Or Order Passed
Advised for the deficiency observed by the Exchange
Violation Details
Invocation of client securities in excess of debit balance of the clients and Improper Maintenance of Client Ledgers during Q4 of 2025-2026
Entry I_ImpositionOfFineOrPenalty11
Authority
CDSL
Date Of Receipt Of Direction Or Order Including Any Ad Interim Or Interim Orders Or Any Other Communication From The Authority
02-Mar-2026
Financial / Operational Impact
-
Nature And Details Of The Action Taken Or Order Passed
A monetary penalty of Penalty of Rs. 2000
Violation Details
Penalty levied towards Compliance not submitted for Concurrent Audit Report Risk Prone Area - October-2025
Entry I_ImpositionOfFineOrPenalty12
Authority
MCX
Date Of Receipt Of Direction Or Order Including Any Ad Interim Or Interim Orders Or Any Other Communication From The Authority
18-Mar-2026
Financial / Operational Impact
-
Nature And Details Of The Action Taken Or Order Passed
Advised for the deficiency observed by the Exchange
Violation Details
Discrepancies observed during Internal Audit Report for Sept 25.
Entry I_ImpositionOfFineOrPenalty13
Authority
NSE
Date Of Receipt Of Direction Or Order Including Any Ad Interim Or Interim Orders Or Any Other Communication From The Authority
19-Mar-2026
Financial / Operational Impact
-
Nature And Details Of The Action Taken Or Order Passed
Advised for the deficiency observed by the Exchange
Violation Details
Incorrect data reported towards Segregation and Monitoring of Collateral at Client Level to Clearing Member/Clearing Corporation. And Incorrect reporting of margin/ MTM loss collection from clients to Exchange during the Q4 of 2025-2026
Entry I_ImpositionOfFineOrPenalty14
Authority
NSE
Date Of Receipt Of Direction Or Order Including Any Ad Interim Or Interim Orders Or Any Other Communication From The Authority
20-Mar-2026
Financial / Operational Impact
-
Nature And Details Of The Action Taken Or Order Passed
Advised for the deficiency observed by the Exchange
Violation Details
Incorrect data reported towards Segregation and Monitoring of Collateral at Client Level to Clearing Member/Clearing Corporation as on 08 December 2025.
Entry I_ImpositionOfFineOrPenalty15
Authority
NSE
Date Of Receipt Of Direction Or Order Including Any Ad Interim Or Interim Orders Or Any Other Communication From The Authority
24-Mar-2026
Financial / Operational Impact
-
Nature And Details Of The Action Taken Or Order Passed
A monetary penalty of Penalty of Rs. 10500 and Advise.
Violation Details
Penalty levied towards Reported Incorrect margins from client and incorrect data towards segregation and monitoring of collateral at client level to Clearing Member/ Clearing Corporation for the month June 2025.
Entry I_ImpositionOfFineOrPenalty16
Authority
NSE
Date Of Receipt Of Direction Or Order Including Any Ad Interim Or Interim Orders Or Any Other Communication From The Authority
25-Mar-2026
Financial / Operational Impact
-
Nature And Details Of The Action Taken Or Order Passed
Advised for the deficiency observed by the Exchange
Violation Details
Incorrect reporting of margin/ MTM loss collection from clients to Exchange during Q4 of 2025-2026
Entry I_ImpositionOfFineOrPenalty17
Authority
NSE
Date Of Receipt Of Direction Or Order Including Any Ad Interim Or Interim Orders Or Any Other Communication From The Authority
27-Mar-2026
Financial / Operational Impact
-
Nature And Details Of The Action Taken Or Order Passed
Advised + warning along with direction for the deficiency observed by the Exchange.
Violation Details
Advise and Warning along with direction issued towards Internal Audit Report Sept 25.
Entry I_ImpositionOfFineOrPenalty18
Authority
NSE
Date Of Receipt Of Direction Or Order Including Any Ad Interim Or Interim Orders Or Any Other Communication From The Authority
27-Mar-2026
Financial / Operational Impact
-
Nature And Details Of The Action Taken Or Order Passed
Advised for the deficiency observed by the Exchange
Violation Details
Incorrect reporting towards Segregation and Monitoring of Collateral at Client Level to Clearing Member/ Clearing for the month of September 2025.
Entry I_ImpositionOfFineOrPenalty19
Authority
NSE
Date Of Receipt Of Direction Or Order Including Any Ad Interim Or Interim Orders Or Any Other Communication From The Authority
27-Mar-2026
Financial / Operational Impact
-
Nature And Details Of The Action Taken Or Order Passed
Advised for the deficiency observed by the Exchange
Violation Details
Incorrect reporting in client level segregation reporting for the period Sept 25.
Entry I_ImpositionOfFineOrPenalty2
Authority
NSE
Date Of Receipt Of Direction Or Order Including Any Ad Interim Or Interim Orders Or Any Other Communication From The Authority
30-Jan-2026
Financial / Operational Impact
-
Nature And Details Of The Action Taken Or Order Passed
Advised for the deficiency observed by the Exchange
Violation Details
Invoked/unpledged the unpaid securities which are unpaid by the clients within 5 days after the payout for the month of September 2025.
Entry I_ImpositionOfFineOrPenalty20
Authority
NSE
Date Of Receipt Of Direction Or Order Including Any Ad Interim Or Interim Orders Or Any Other Communication From The Authority
30-Mar-2026
Financial / Operational Impact
-
Nature And Details Of The Action Taken Or Order Passed
Letter Confirming No Action initiated
Violation Details
There are no adverse observations arising out of this Offsite inspection (2025-65270) for the period Dec 2025.
Entry I_ImpositionOfFineOrPenalty21
Authority
NSE
Date Of Receipt Of Direction Or Order Including Any Ad Interim Or Interim Orders Or Any Other Communication From The Authority
30-Mar-2026
Financial / Operational Impact
-
Nature And Details Of The Action Taken Or Order Passed
Letter Confirming No Action initiated
Violation Details
There are no adverse observations arising out of this Offsite inspection (2025-62749) for the period Dec 2025.
Entry I_ImpositionOfFineOrPenalty3
Authority
NSE
Date Of Receipt Of Direction Or Order Including Any Ad Interim Or Interim Orders Or Any Other Communication From The Authority
30-Jan-2026
Financial / Operational Impact
-
Nature And Details Of The Action Taken Or Order Passed
Advised for the deficiency observed by the Exchange
Violation Details
Invocation of client securities in excess of debit balance of the clients During Inspection period May 01, 2024 to September 30, 2025.
Entry I_ImpositionOfFineOrPenalty4
Authority
CDSL
Date Of Receipt Of Direction Or Order Including Any Ad Interim Or Interim Orders Or Any Other Communication From The Authority
01-Feb-2026
Financial / Operational Impact
-
Nature And Details Of The Action Taken Or Order Passed
A monetary penalty of Rs. 462000
Violation Details
Penalty levied towards Discrepancies observed in onboarding process through VIPV (Manual Upload) - 90 case and operational error observed in 12 instances of Transmission.
Entry I_ImpositionOfFineOrPenalty5
Authority
NSE
Date Of Receipt Of Direction Or Order Including Any Ad Interim Or Interim Orders Or Any Other Communication From The Authority
24-Feb-2026
Financial / Operational Impact
-
Nature And Details Of The Action Taken Or Order Passed
Advised for the deficiency observed by the Exchange
Violation Details
Incorrect reporting in client level segregation reporting for the month November 2025.
Entry I_ImpositionOfFineOrPenalty6
Authority
NSE
Date Of Receipt Of Direction Or Order Including Any Ad Interim Or Interim Orders Or Any Other Communication From The Authority
24-Feb-2026
Financial / Operational Impact
-
Nature And Details Of The Action Taken Or Order Passed
Advised for the deficiency observed by the Exchange
Violation Details
Incorrect reporting in client level segregation reporting for the month September 2025.
Entry I_ImpositionOfFineOrPenalty7
Authority
NSE
Date Of Receipt Of Direction Or Order Including Any Ad Interim Or Interim Orders Or Any Other Communication From The Authority
24-Feb-2026
Financial / Operational Impact
-
Nature And Details Of The Action Taken Or Order Passed
A monetary penalty of Penalty of Rs. 100000
Violation Details
Non-issuance of statement of accounts & retention statement at the time of settlement of client accounts for the month June 2025.
Entry I_ImpositionOfFineOrPenalty8
Authority
NSE
Date Of Receipt Of Direction Or Order Including Any Ad Interim Or Interim Orders Or Any Other Communication From The Authority
24-Feb-2026
Financial / Operational Impact
-
Nature And Details Of The Action Taken Or Order Passed
Advised for the deficiency observed by the Exchange
Violation Details
Incorrect reporting in client level segregation reporting for the month December 2025.
Entry I_ImpositionOfFineOrPenalty9
Authority
NSE
Date Of Receipt Of Direction Or Order Including Any Ad Interim Or Interim Orders Or Any Other Communication From The Authority
26-Feb-2026
Financial / Operational Impact
-
Nature And Details Of The Action Taken Or Order Passed
Advised for the deficiency observed by the Exchange
Violation Details
Incorrect reporting in client level segregation reporting for the month November 2025.
Entry MainD
Whether Part D Of Annexure I Of The SEBI Circular Dated31December2024Related To Disclosure Of Imposition Of Fine Or Penalty Is Applicable To The Entity
Yes