Motilal Oswal Financial Services Ltd

Integrated Filing — Corporate Governance (NSE XBRL)

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Filing Summary

Company
Motilal Oswal Financial Services Limited
Symbol
MOTILALOFS
Quarter Ended
31-Mar-2026
Submission
New

General Disclosures

Advertisements As Per Regulation471
Yes
Annual Return As Provided Under Section92Of The Companies Act2013
Yes
Approval For Material Related Party Transactions
Not Applicable
Approval Of The Board And Shareholders For Compensation Or Profit Sharing
Not Applicable
Audio Or Video Recordings And Transcripts Of Post Earinings Or Quarterly Calls
Yes
Board Composition
Yes
Code Of Conduct
Yes
Compliance Certificate
Yes
Compliance With Sub Regulation3Of Regulation46With Respect To Accuracy Of Disclosures On The Website And Timely Updation
Yes
Confirmation That The Disclosures Are In A Separate Section As Specified In Sub Regulation2Of Regulation46
Yes
Credit Rating Or Revision In Credit Rating Obtained
Yes
Date Of End Of Financial Year
31-Mar-2026
Date Of End Of Reporting Period
31-Mar-2026
Date Of Signing
24-Apr-2026
Date Of Start Of Financial Year
01-Apr-2025
Designation Of Person
Company Secretary and Compliance Officer
Designation Of Person Affirmations
Company Secretary and Compliance Officer
Designation Of Person For Annual Affirmations
Company Secretary and Compliance Officer
Designation Of Person For Quartely Affirmations
Company Secretary and Compliance Officer
Details Of Agreements Entered Into With The Media Companies And Or Their Associates
Yes
Details Of Business
Yes
Details Of Establishment Of Vigil Mechanism Or Whistle Blower Policy
Yes
Disclosure Of Contact Details Of KMP Who Are Authorized For The Purpose Of Determining Materiality Under Sub Regulation5Of Regulation30
Yes
Disclosure Of Related Party Transactions On Consolidated Basis
Yes
Disclosure Web Link Of Annual Return As Provided Under Section92Of The Companies Act2013Is Placed
https://www.motilaloswalgroup.com/Investor-Relations/Disclosures/Mandatory
Disclosure Web Link Of Audio Or Video Recordings And Transcripts Of Post Earinings Or Quarterly Calls Is Placed
https://www.motilaloswalgroup.com/Investor-Relations/Financial-Report/Quarterly/Concall-transcript, https://www.motilaloswalgroup.com/Investor-Relations/ConcallRec1
Disclosure Web Link Of Company At Advertisements As Per Regulation471Is Placed
https://www.motilaloswalgroup.com/Investor-Relations/Disclosures/Mandatory
Disclosure Web Link Of Company At Dividend Distribution Policy As Per Regulation43A1Is Placed
https://www.motilaloswalgroup.com/Downirvirdir/206776066708.-Dividend-Distribution-Policy.pdf
Disclosure Web Link Of Company At Materiality Policy As Per Sub Regulation4Regulation30Is Placed
https://www.motilaloswalgroup.com/Downirvirdir/1038238063Policy-on-Determination-of-Materiality-of-Events.pdf
Disclosure Web Link Of Company At Separate Audited Financial Statements Of Each Subsidiary Of The Listed Entity Is Placed
https://www.motilaloswalgroup.com/Investor-Relations/Financial-Report/Financial-Statement-of-Subsidiaries
Disclosure Web Link Of Company At Which Credit Rating Or Revision In Credit Rating Obtained Is Placed
https://www.motilaloswalgroup.com/Downirvirdir/921203738Credit-Rating-Letters.pdf
Disclosure Web Link Of Company At Which Details Of Agreements Entered Into With The Media Companies And Or Their Associates Is Placed
https://www.motilaloswalgroup.com/Downirvirdir/32650640Agreement-with-Media-Companies.pdf
Disclosure Web Link Of Company At Which Details Of Business Is Placed
https://www.motilaloswalgroup.com/Our-Businesses/Financial-Services
Disclosure Web Link Of Company At Which Details Of Establishment Of Vigil Mechanism Or Whistle Blower Policy Is Placed
https://www.motilaloswalgroup.com/Downirvirdir/311407210Vigil-Mechanism-Whistle-Blower-Policy.pdf
Disclosure Web Link Of Company At Which Financial Results Is Placed
https://www.motilaloswalgroup.com/Investor-Relations/Financial-Report/Quarterly/Standalone, https://www.motilaloswalgroup.com/Investor-Relations/Financial-Report/Quarterly/Consolidated
Disclosure Web Link Of Company At Which Policy For Determining Material Subsidiaries Is Placed
https://www.motilaloswalgroup.com/Downirvirdir/1635308435Policy-on-Determination-of-Material-Subsidiaries.pdf
Disclosure Web Link Of Company At Which Policy On Dealing With Related Party Transactions Is Placed
https://www.motilaloswalgroup.com/Downirvirdir/7706823601.-Policy-on-Materiality-and-Dealing-with-Related-Party-Transactions.pdf
Disclosure Web Link Of Company At Which Shareholding Pattern Is Placed
https://www.motilaloswalgroup.com/Investor-Relations/Share-Holding-Pattern
Disclosure Web Link Of Compliance With Sub Regulation3Of Regulation46With Respect To Accuracy Of Disclosures On The Website And Timely Updation Is Placed
https://www.motilaloswalgroup.com/
Disclosure Web Link Of Confirmation That The Disclosures Are In A Separate Section As Specified In Sub Regulation2Of Regulation46Is Placed
https://www.motilaloswalgroup.com/
Disclosure Web Link Of Disclosure Of Contact Details Of KMP Who Are Authorized For The Purpose Of Determining Materiality Under Sub Regulation5Of Regulation30Is Placed
https://www.motilaloswalgroup.com/Downirvirdir/129644911Details-of-KMPs_Determination-of-Materiality.pdf
Disclosure Web Link Of Disclosures Under Sub Regulation8Of Regulation30Is Placed
https://www.motilaloswalgroup.com/Investor-Relations/Disclosures/Mandatory
Disclosure Web Link Of Employee Benefit Scheme Documents Framed In Terms Of SEBI Share Based Employee Benefits And Sweat Equity Regulations2021Is Placed
https://www.motilaloswalgroup.com/Investor-Relations/Disclosures/Special
Disclosure Web Link Of Memorandum Of Association And Articles Of Association Is Placed
https://www.motilaloswalgroup.com/Downirvirdir/1188279390MOFSL_MOA_AOA.pdf
Disclosure Web Link Of Schedule Of Analyst Or Institutional Investor Meet And Presentation Prepared By Listed Entity For Analyst Or Institutional Investor Meet Is Placed
https://www.motilaloswalgroup.com/Investor-Relations/Disclosures/Mandatory, https://www.motilaloswalgroup.com/Investor-Relations/Financial-Report/Quarterly/Earning-presentation
Disclosure Web Link Of Secretarial Compliance Report Is Placed
https://www.motilaloswalgroup.com/Investor-Relations/Disclosures/Special
Disclosures Under Sub Regulation8Of Regulation30
Yes
Dividend Distribution Policy As Per Regulation43A1
Yes
Employee Benefit Scheme Documents Framed In Terms Of SEBI Share Based Employee Benefits And Sweat Equity Regulations2021
Yes
Fees Or Compensation
Yes
Financial Results
Yes
Is SCORESID Available
Yes
ISIN
INE338I01027
Market Capitalisation As Per Immediate Previous Financial Year
Top 500 listed entities
Materiality Policy As Per Sub Regulation4Regulation30
Yes
Memorandum Of Association And Articles Of Association
Yes
Minimum Information
Yes
MSEI Symbol
NOTLISTED
Name Of Signatory
Kailash Purohit
Name Of Signatory Affirmations
Kailash Purohit
Name Of Signatory For Annual Affirmations
Kailash Purohit
Name Of Signatory For Quartely Affirmations
Kailash Purohit
Name Of The Company
Motilal Oswal Financial Services Limited
New Name And The Old Name Of The Listed Entity
Not Applicable
Other Corporate Governance Requirements With Respect To Subsidiary Of Listed Entity
Yes
Place
Mumbai
Plans For Orderly Succession For Appointments
Yes
Policy For Determining Material Subsidiaries
Yes
Policy For Related Party Transaction
Yes
Policy On Dealing With Related Party Transactions
Yes
Reason For Part F Of Annexure I Of The SEBI Circular Dated31December2024Related To Disclosure Of Loans Or Guarantees Or Comfort Letters Or Securities Etc Is Not Applicable To The Entity
During the half year ended March 31, 2026, there are no Loans provided/ guarantees granted/comfort letters /securities etc. is advanced by the Company directly or indirectly to Promoter or any other entity controlled by them, Promoter Group or any other entity controlled by them, Directors (including relatives) or any other entity controlled by them, KMPs or any other entity controlled by them.
Recommendation Of Board
Yes
Reporting Quarter
Yearly
Review Of Compliance Reports
Yes
Risk Assessment And Management
Yes
Schedule Of Analyst Or Institutional Investor Meet And Presentation Prepared By Listed Entity For Analyst Or Institutional Investor Meet
Yes
SCORES Registration ID
m00289
Scrip Code
532892
Secretarial Compliance Report
Yes
Separate Audited Financial Statements Of Each Subsidiary Of The Listed Entity
Yes
Shareholding Pattern
Yes
Statements Of Deviations Or Variations As Specified In Regulation32
Not Applicable
Symbol
MOTILALOFS
The Listed Entity Has Approved Material Subsidiary Policy And The Corporate Governance Requirements With Respect To Subsidiary Of Listed Entity Have Been Complied
Yes
Type Of Company
Equity
Type Of Submission
Original
Vacancies In Respect Key Managerial Personnel
Not Applicable
Vigil Mechanism
Yes
Whether As Per Sub Regulation2ba Of Regulation27Of SEBILODR There Has Been Cyber Security Incidents During The Quarter
No
Whether Part A Of Annexure I Of The SEBI Circular Dated31December2024Related To Compliance Report On Corporate Governance Is Applicable To The Entity
Yes
Whether Part F Of Annexure I Of The SEBI Circular Dated31December2024Related To Disclosure Of Loans Or Guarantees Or Comfort Letters Or Securities Etc Is Applicable To The Entity
No

Additional Disclosures

Entry D_MeetingBOD1
Whether Requirement Of Quorum Met
Yes
Entry D_MeetingBOD2
Whether Requirement Of Quorum Met
Yes
Entry D_MeetingBOD3
Whether Requirement Of Quorum Met
Yes
Entry D_MeetingComit1
Whether Requirement Of Quorum Met
Yes
Entry D_MeetingComit2
Whether Requirement Of Quorum Met
Yes
Entry D_MeetingComit3
Whether Requirement Of Quorum Met
Yes
Entry D_MeetingComit4
Whether Requirement Of Quorum Met
Yes
Entry D_MeetingComit5
Whether Requirement Of Quorum Met
Yes
Entry D_MeetingComit6
Whether Requirement Of Quorum Met
Yes
Entry D_MeetingComit7
Whether Requirement Of Quorum Met
Yes
Entry D_MeetingComit8
Whether Requirement Of Quorum Met
Yes
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Board Composition — Entity Disclosures

The Composition Of Board Of Directors Is In Terms Of Sebi Regulations2015
Yes
Chairperson Related to MD / CEO
No
Regular Chairperson
Yes

Composition of Board of Directors

SrTitleDirectorPANDINCategory 1Category 2Category 3Date of BirthDisqualifiedStatusSpecial ResolutionSpecial Resolution DateInitial AppointmentRe-appointmentTenure (months)Listed DirectorshipsIndependent DirectorshipsAudit / Stakeholder MembershipsAudit / Stakeholder Chair Posts
1MrRaamdeo Ramgopal Agarawal******00024533Non-Executive - Non Independent DirectorChairperson01-Jul-1956NoActiveNot Applicable18-May-200514-Oct-20191031
2MrMotilal Gopilal Oswal******00024503Executive DirectorNot ApplicableCEO-MD12-May-1962NoActiveNot Applicable18-May-200518-Jan-20261030
3MrNavin Hariprasad Agarwal******00024561Executive DirectorNot ApplicableMD04-Jun-1971NoActiveNot Applicable18-May-200526-Apr-20241000
4MrAjay Menon******00024589Executive DirectorNot Applicable25-Sep-1974NoActiveNot Applicable21-Aug-201821-Aug-20231000
5MrRajat Rajgarhia******07682114Executive DirectorNot Applicable14-Jun-1975NoActiveNot Applicable31-Jul-202031-Jul-20251000
6MrPratik Oswal******06704419Non-Executive - Non Independent DirectorNot Applicable17-Apr-1988NoActiveNot Applicable01-Nov-20251000
7MrVaibhav Agrawal******06663890Non-Executive - Non Independent DirectorNot Applicable14-Mar-1989NoActiveNot Applicable01-Nov-20251000
8MrChitradurga Narasimha Murthy******00057222Non-Executive - Independent DirectorNot Applicable21-Mar-1951NoActiveYes11-Jul-202301-Jul-202001-Jul-2023691120
9MrChandrashekhar Anant Karnik******00003874Non-Executive - Independent DirectorNot Applicable17-Jun-1952NoActiveNot Applicable16-Sep-202016-Sep-202366.151121
10MrPankaj Bhansali******03154793Non-Executive - Independent DirectorNot Applicable12-Aug-1975NoActiveNot Applicable01-Jul-202001-Jul-2023691111
11MrsDivya Sameer Momaya******00365757Non-Executive - Independent DirectorNot Applicable25-Apr-1979NoActiveNot Applicable01-Jul-202001-Jul-2023694493
12MrsSwanubhuti Jain******09006117Non-Executive - Independent DirectorNot Applicable04-Oct-1979NoActiveNot Applicable24-Dec-202024-Dec-202363.073340
13MrJosephconrad Agnelo Dsouza******00010576Non-Executive - Independent DirectorNot Applicable12-Jan-1960NoActiveNot Applicable01-Nov-2025555105
14MrAshok Kumar P Kothari******11233451Non-Executive - Independent DirectorNot Applicable11-Jan-1965NoActiveNot Applicable01-Nov-202551100

Committee Disclosures

Entry CompComit100
Date of Appointment
25-Apr-2025
Entry CompComit101
Date of Appointment
27-Jul-2023
Entry CompComit122
Date of Appointment
26-Apr-2014
Entry CompComit123
Date of Appointment
08-Aug-2015
Entry CompComit124
Date of Appointment
01-Jul-2020
Entry CompComit14
Date of Appointment
01-Jul-2020
Entry CompComit15
Date of Appointment
01-Jul-2020
Entry CompComit16
Date of Appointment
30-Oct-2020
Entry CompComit17
Date of Appointment
01-Jul-2020
Entry CompComit41
Date of Appointment
01-Jul-2020
Entry CompComit42
Date of Appointment
29-Apr-2021
Entry CompComit43
Date of Appointment
01-Jul-2020
Entry CompComit44
Date of Appointment
01-Jul-2020
Entry CompComit68
Date of Appointment
30-Oct-2020
Entry CompComit69
Date of Appointment
17-Feb-2007
Entry CompComit70
Date of Appointment
17-Feb-2007
Entry CompComit71
Date of Appointment
25-Jul-2024
Entry CompComit95
Date of Appointment
21-Apr-2008
Entry CompComit96
Date of Appointment
21-Apr-2008
Entry CompComit97
Date of Appointment
08-Aug-2015
Entry CompComit98
Date of Appointment
29-Apr-2021
Entry CompComit99
Date of Appointment
27-Apr-2017
Entry MainD
Composition And Role Of Risk Management Committee
Yes
Composition Of Audit Committee
Yes
Composition Of Nomination And Remuneration Committee
Yes
Composition Of Stakeholder Relationship Committee
Yes
Composition Of Various Committees Of Board Of Directors
Yes
Disclosure Web Link Of Company At Which Composition Of Various Committees Of Board Of Directors Is Placed
https://www.motilaloswalgroup.com/Downirvirdir/1185825501MOFSL--Composition-of-Board-and-Committees.pdf
Memberships In Committees
Yes
Prior Or Omnibus Approval Of Audit Committee For All Related Party Transactions
Yes
Risk Management Committee
Yes
Role Of Audit Committee And Information To Be Reviewed By The Audit Committee
Yes
Role Of Nomination And Remuneration Committee
Yes
Role Of Stakeholders Relationship Committee
Yes
The Committee Members Have Been Made Aware Of Their Powers Role And Responsibilities As Specified In Sebi Regulations2015
Yes
The Composition Of Audit Committee Is In Terms Of Sebi Regulations2015
Yes
The Composition Of The Nomination And Remuneration Committee Is In Terms Of Sebi Regulations2015
Yes
The Composition Of The Risk Management Committee Is In Terms Of Sebi Regulations2015
Yes
The Composition Of The Stakeholders Relationship Committee Committee Is In Terms Of Sebi Regulations2015
Yes
Whether The Audit Committee Has A Regular Chairperson
Yes
Whether The Corporate Social Responsibility Committee Has A Regular Chairperson
Yes
Whether The Nomination And Remuneration Committee Has A Regular Chairperson
Yes
Whether The Risk Management Committee Has A Regular Chairperson
Yes
Whether The Stakeholders Relationship Committee Has A Regular Chairperson
Yes

Audit Committee

Additional Position
Chairperson
Director DIN
03154793
Member Name
Pankaj Bhansali
Position
Non-Executive - Independent Director

Audit Committee

Additional Position
Member
Director DIN
00057222
Member Name
Chitradurga Narasimha Murthy
Position
Non-Executive - Independent Director

Audit Committee

Additional Position
Member
Director DIN
00003874
Member Name
Chandrashekhar Anant Karnik
Position
Non-Executive - Independent Director

Audit Committee

Additional Position
Member
Director DIN
00365757
Member Name
Divya Sameer Momaya
Position
Non-Executive - Independent Director

Audit Committee

Audit Committee

Corporate Social Responsibility Committee

Additional Position
Chairperson
Director DIN
00024503
Member Name
Motilal Gopilal Oswal
Position
Executive Director

Corporate Social Responsibility Committee

Additional Position
Member
Director DIN
00024533
Member Name
Raamdeo Ramgopal Agarawal
Position
Non-Executive - Non Independent Director

Corporate Social Responsibility Committee

Additional Position
Member
Director DIN
00057222
Member Name
Chitradurga Narasimha Murthy
Position
Non-Executive - Independent Director

Corporate Social Responsibility Committee

Nomination and remuneration committee

Additional Position
Chairperson
Director DIN
00057222
Member Name
Chitradurga Narasimha Murthy
Position
Non-Executive - Independent Director

Nomination and remuneration committee

Additional Position
Member
Director DIN
00003874
Member Name
Chandrashekhar Anant Karnik
Position
Non-Executive - Independent Director

Nomination and remuneration committee

Additional Position
Member
Director DIN
03154793
Member Name
Pankaj Bhansali
Position
Non-Executive - Independent Director

Nomination and remuneration committee

Additional Position
Member
Director DIN
00365757
Member Name
Divya Sameer Momaya
Position
Non-Executive - Independent Director

Nomination and remuneration committee

Nomination and remuneration committee

Risk Management Committee

Additional Position
Member
Director DIN
99999999
Member Name
Vighnesh Mehta
Notes
Mr. Vighnesh Mehta, Chief Risk Officer of Motilal Oswal Financial Services Limited ("the Company"), is not a Director in the Company. Hence, he does not require to have DIN.
Position
Chief Risk Officer

Risk Management Committee

Additional Position
Member
Director DIN
99999999
Member Name
Neeraj Agarwal
Notes
Mr. Neeraj Agarwal, Chief Compliance Officer of Motilal Oswal Financial Services Limited ("the Company"), is not a Director in the Company. Hence, he does not require to have DIN.
Position
Chief Compliance Officer

Risk Management Committee

Additional Position
Chairperson
Director DIN
00024503
Member Name
Motilal Gopilal Oswal
Position
Executive Director

Risk Management Committee

Additional Position
Member
Director DIN
00024561
Member Name
Navin Hariprasad Agarwal
Position
Executive Director

Risk Management Committee

Additional Position
Member
Director DIN
00024589
Member Name
Ajay Menon
Position
Executive Director

Risk Management Committee

Additional Position
Member
Director DIN
03154793
Member Name
Pankaj Bhansali
Position
Non-Executive - Independent Director

Risk Management Committee

Additional Position
Member
Director DIN
99999999
Member Name
Shalibhadra Shah
Notes
Mr. Shalibhadra Shah, Chief Financial Officer of Motilal Oswal Financial Services Limited ("the Company"), is not a Director in the Company. Hence, he does not require to have DIN.
Position
Chief Financial Officer

Risk Management Committee

Risk Management Committee

Stakeholders Relationship Committee

Additional Position
Chairperson
Director DIN
00003874
Member Name
Chandrashekhar Anant Karnik
Notes
Mr. Chandrashekhar Anant Karnik was appointed as Chairperson of the Stakeholders Relationship Committee w.e.f. July 25, 2024.
Position
Non-Executive - Independent Director

Stakeholders Relationship Committee

Additional Position
Member
Director DIN
00024503
Member Name
Motilal Gopilal Oswal
Position
Executive Director

Stakeholders Relationship Committee

Additional Position
Member
Director DIN
00024533
Member Name
Raamdeo Ramgopal Agarawal
Position
Non-Executive - Non Independent Director

Stakeholders Relationship Committee

Additional Position
Member
Director DIN
09006117
Member Name
Swanubhuti Jain
Position
Non-Executive - Independent Director

Stakeholders Relationship Committee

Entry MainD
Gap Between The Meetings Of The Risk Management Committee
Yes
Meeting Of Audit Committee
Yes
Meeting Of Board Of Directors
Yes
Meeting Of Independent Directors
Yes
Meeting Of Nomination And Remuneration Committee
Yes
Meeting Of Risk Management Committee
Yes
Meeting Of Stakeholders Relationship Committee
Yes
Quorum Of Board Meeting
Yes
Quorum Of Nomination And Remuneration Committee Meeting
Yes
Quorum Of Risk Management Committeemeeting
Yes
The Meetings Of The Board Of Directors And The Above Committees Have Been Conducted In The Manner As Specified In Sebi Regulations2015
Yes
Entry MeetingBOD1
Dates Of Meeting In The Previous Quarter
30-Oct-2025
Number Of Directors Present In Meeting Of Board Of Directors
10
Number Of Independent Directors Attending The Meeting
5
Total Number Of Directors As On Date Of The Meeting
10
Entry MeetingBOD2
Dates Of Meeting If Any In The Relevant Quarter
27-Jan-2026
Maximum Gap Between Any Two Consecutive Meetings
88
Number Of Directors Present In Meeting Of Board Of Directors
13
Number Of Independent Directors Attending The Meeting
6
Total Number Of Directors As On Date Of The Meeting
14
Entry MeetingBOD3
Dates Of Meeting If Any In The Relevant Quarter
17-Mar-2026
Maximum Gap Between Any Two Consecutive Meetings
48
Number Of Directors Present In Meeting Of Board Of Directors
13
Number Of Independent Directors Attending The Meeting
7
Total Number Of Directors As On Date Of The Meeting
14
Entry MeetingComit1
Dates Of Meeting Of The Committee In The Previous Quarter
30-Oct-2025
Number Of Director Present In Meeting Of Committee All Directors Including Independent Director
4
Number Of Independent Director Attending Meeting Of Committee
4
Number Of Member Attending Meeting Of Committee
0
Total Number Of Directors As On Date Of The Meeting
4
Entry MeetingComit2
Dates Of Meeting Of The Committee In The Relevant Quarter
27-Jan-2026
Maximum Gap Between Any Two Consecutive Meetings
88
Number Of Director Present In Meeting Of Committee All Directors Including Independent Director
4
Number Of Independent Director Attending Meeting Of Committee
4
Number Of Member Attending Meeting Of Committee
0
Total Number Of Directors As On Date Of The Meeting
4
Entry MeetingComit3
Dates Of Meeting Of The Committee In The Previous Quarter
30-Oct-2025
Number Of Director Present In Meeting Of Committee All Directors Including Independent Director
4
Number Of Independent Director Attending Meeting Of Committee
4
Number Of Member Attending Meeting Of Committee
0
Total Number Of Directors As On Date Of The Meeting
4
Entry MeetingComit4
Dates Of Meeting Of The Committee In The Relevant Quarter
27-Jan-2026
Maximum Gap Between Any Two Consecutive Meetings
88
Number Of Director Present In Meeting Of Committee All Directors Including Independent Director
4
Number Of Independent Director Attending Meeting Of Committee
4
Number Of Member Attending Meeting Of Committee
0
Total Number Of Directors As On Date Of The Meeting
4
Entry MeetingComit5
Dates Of Meeting Of The Committee In The Previous Quarter
30-Oct-2025
Number Of Director Present In Meeting Of Committee All Directors Including Independent Director
4
Number Of Independent Director Attending Meeting Of Committee
2
Number Of Member Attending Meeting Of Committee
0
Total Number Of Directors As On Date Of The Meeting
4
Entry MeetingComit6
Dates Of Meeting Of The Committee In The Previous Quarter
30-Oct-2025
Number Of Director Present In Meeting Of Committee All Directors Including Independent Director
4
Number Of Independent Director Attending Meeting Of Committee
1
Number Of Member Attending Meeting Of Committee
3
Total Number Of Directors As On Date Of The Meeting
4
Entry MeetingComit7
Dates Of Meeting Of The Committee In The Relevant Quarter
27-Jan-2026
Maximum Gap Between Any Two Consecutive Meetings
88
Number Of Director Present In Meeting Of Committee All Directors Including Independent Director
4
Number Of Independent Director Attending Meeting Of Committee
1
Number Of Member Attending Meeting Of Committee
3
Total Number Of Directors As On Date Of The Meeting
4
Entry MeetingComit8
Dates Of Meeting Of The Committee In The Previous Quarter
30-Oct-2025
Number Of Director Present In Meeting Of Committee All Directors Including Independent Director
3
Number Of Independent Director Attending Meeting Of Committee
1
Number Of Member Attending Meeting Of Committee
0
Total Number Of Directors As On Date Of The Meeting
3
Entry MainD
Contact Information Of The Designated Officials Of The Listed Entity Who Are Responsible For Assisting And Handling Investor Grievances
Yes
Disclosure Web Link Of Company At Which Contact Information Of The Designated Officials Of The Listed Entity Who Are Responsible For Assisting And Handling Investor Grievances Is Placed
https://www.motilaloswalgroup.com/Contact-Us
Disclosure Web Link Of Company At Which Email Address For Grievance Redressal And Other Relevant Details Is Placed
https://www.motilaloswalgroup.com/Contact-Us
Email Address For Grievance Redressal And Other Relevant Details
Yes
No Of Investor Complaints Disposed Off During The Period
2
No Of Investor Complaints During The Period
0
No Of Investor Complaints Received During The Period
2
Whether Part B Of Annexure I Of The SEBI Circular Dated31December2024Related To Investor Grievance Redressal Report Is Applicable To The Entity
Yes
Entry MainI
No Of Investor Complaints
0
Entry PY_I
No Of Investor Complaints
0
Composition Of Board Of Directors Of Unlisted Material Subsidiary
Yes
Reason For Part C Of Annexure I Of The SEBI Circular Dated31December2024Related To Disclosure Of Acquisition Of Shares Or Voting Rights In Unlisted Companies Is Not Applicable To The Entity
During the quarter ended March 31, 2026, Motilal Oswal Financial Services Limited has not acquired shares or voting rights in an unlisted company, aggregating to 5% of total share capital or any subsequent change in holding exceeding 2% of total share capital.
Whether Part C Of Annexure I Of The SEBI Circular Dated31December2024Related To Disclosure Of Acquisition Of Shares Or Voting Rights In Unlisted Companies Is Applicable To The Entity
No
Reason For Part E Of Annexure I Of The SEBI Circular Dated31December2024Related To Disclosure Of Updates To Ongoing Tax Litigations Or Disputes Is Not Applicable To The Entity
During the quarter ended March 31, 2026, there was no litigation or dispute or the outcome thereof which may have an impact on Motilal Oswal Financial Services Limited. Therefore no updation require for the same.
Whether Part E Of Annexure I Of The SEBI Circular Dated31December2024Related To Disclosure Of Updates To Ongoing Tax Litigations Or Disputes Is Applicable To The Entity
No
Entry I_ImpositionOfFineOrPenalty1
Authority
Securities and Exchange Board of India
Date Of Receipt Of Direction Or Order Including Any Ad Interim Or Interim Orders Or Any Other Communication From The Authority
16-Jan-2026
Financial / Operational Impact
No material impact on financial, operation or other activities of the Company
Nature And Details Of The Action Taken Or Order Passed
Administrative Warning
Violation Details
SEBI has raised observation for non-maintenance of the call recordings of order instructions of the client.
Entry I_ImpositionOfFineOrPenalty10
Authority
National Stock Exchange of India Limited
Date Of Receipt Of Direction Or Order Including Any Ad Interim Or Interim Orders Or Any Other Communication From The Authority
30-Mar-2026
Financial / Operational Impact
Other than peanlty of Rs. 19,000/-, there is no material impact on financial, operation or other activities of the Company
Nature And Details Of The Action Taken Or Order Passed
Penalty levied for Rs. 19,000/-
Violation Details
NSE has raised observation for not marking the clients "closed" in UCC database whereby the clients were closed at back office.
Entry I_ImpositionOfFineOrPenalty11
Authority
Securities and Exchange Board of India
Date Of Receipt Of Direction Or Order Including Any Ad Interim Or Interim Orders Or Any Other Communication From The Authority
30-Mar-2026
Financial / Operational Impact
No material impact on financial, operation or other activities of the Company
Nature And Details Of The Action Taken Or Order Passed
Warning
Violation Details
NSE has raised observation for some operational inconsistencies in reporting, documentation and process handling across trades, margins and client accounts.
Entry I_ImpositionOfFineOrPenalty2
Authority
National Stock Exchange of India Limited
Date Of Receipt Of Direction Or Order Including Any Ad Interim Or Interim Orders Or Any Other Communication From The Authority
22-Jan-2026
Financial / Operational Impact
Other than peanlty of Rs. 13,700/-, there is no material impact on financial, operation or other activities of the Company
Nature And Details Of The Action Taken Or Order Passed
Penalty levied for Rs. 13,700/-
Violation Details
NSE has raised observation for incorrect reporting of peak margin collection from the clients.
Entry I_ImpositionOfFineOrPenalty3
Authority
National Stock Exchange of India Limited
Date Of Receipt Of Direction Or Order Including Any Ad Interim Or Interim Orders Or Any Other Communication From The Authority
30-Jan-2026
Financial / Operational Impact
Other than peanlty of Rs. 6,200/-, there is no material impact on financial, operation or other activities of the Company
Nature And Details Of The Action Taken Or Order Passed
Penalty levied for Rs. 6,200/-
Violation Details
NSE has raised observation for incorrect reporting of peak margin collection from the clients.
Entry I_ImpositionOfFineOrPenalty4
Authority
National Stock Exchange of India Limited
Date Of Receipt Of Direction Or Order Including Any Ad Interim Or Interim Orders Or Any Other Communication From The Authority
20-Mar-2026
Financial / Operational Impact
Other than peanlty of Rs. 26,200/-, there is no material impact on financial, operation or other activities of the Company
Nature And Details Of The Action Taken Or Order Passed
Penalty levied for Rs. 26,200/-
Violation Details
NSE has raised observation for non-settlement of funds of clients who have not done any transaction in 30 calendar days since the last transaction.
Entry I_ImpositionOfFineOrPenalty5
Authority
National Stock Exchange of India Limited
Date Of Receipt Of Direction Or Order Including Any Ad Interim Or Interim Orders Or Any Other Communication From The Authority
23-Mar-2026
Financial / Operational Impact
No material impact on financial, operation or other activities of the Company
Nature And Details Of The Action Taken Or Order Passed
Warning and Advise
Violation Details
NSE has raised certain observation with related to broking operations of the Authorised Persons and Company.
Entry I_ImpositionOfFineOrPenalty6
Authority
National Stock Exchange of India Limited
Date Of Receipt Of Direction Or Order Including Any Ad Interim Or Interim Orders Or Any Other Communication From The Authority
23-Mar-2026
Financial / Operational Impact
Other than peanlty of Rs. 15,000/-, there is no material impact on financial, operation or other activities of the Company
Nature And Details Of The Action Taken Or Order Passed
Penalty levied for Rs.15,000 and Advise
Violation Details
NSE has raised observation for non-settlement of funds of active clients and certain discrepancies in the retention statement sent to the clients.
Entry I_ImpositionOfFineOrPenalty7
Authority
National Stock Exchange of India Limited
Date Of Receipt Of Direction Or Order Including Any Ad Interim Or Interim Orders Or Any Other Communication From The Authority
27-Mar-2026
Financial / Operational Impact
No material impact on financial, operation or other activities of the Company
Nature And Details Of The Action Taken Or Order Passed
Warning
Violation Details
NSE has raised observation for transfer of listed securities to client via off market.
Entry I_ImpositionOfFineOrPenalty8
Authority
National Stock Exchange of India Limited
Date Of Receipt Of Direction Or Order Including Any Ad Interim Or Interim Orders Or Any Other Communication From The Authority
30-Mar-2026
Financial / Operational Impact
No material impact on financial, operation or other activities of the Company
Nature And Details Of The Action Taken Or Order Passed
Warning
Violation Details
NSE has raised observation for transfer of listed securities to client via off market.
Entry I_ImpositionOfFineOrPenalty9
Authority
National Stock Exchange of India Limited
Date Of Receipt Of Direction Or Order Including Any Ad Interim Or Interim Orders Or Any Other Communication From The Authority
30-Mar-2026
Financial / Operational Impact
Other than peanlty of Rs. 25,000/-, there is no material impact on financial, operation or other activities of the Company
Nature And Details Of The Action Taken Or Order Passed
Penalty levied for Rs. 25,000/-
Violation Details
NSE has raised observation for passing journal voucher entries from MTF ledgers to Non MTF ledgers.
Entry MainD
Whether Part D Of Annexure I Of The SEBI Circular Dated31December2024Related To Disclosure Of Imposition Of Fine Or Penalty Is Applicable To The Entity
Yes