Angel One Ltd

Integrated Filing — Corporate Governance (NSE XBRL)

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Filing Summary

Company
Angel One Limited
Symbol
ANGELONE
Quarter Ended
31-Mar-2026
Submission
New

General Disclosures

Additional Disclosure Date
24-Apr-2026
Additional Disclosure Designation
CFO
Additional Disclosure Name Of Signatory
Vineet Agrawal
Additional Disclosure Place
Mumbai
Advertisements As Per Regulation471
Yes
Affirmations
All loans (or other form of debt), guarantees, comfort letters (by whatever name called) or securities in connection with any loan(s) (or other form of debt) given directly or indirectly by the listed entity to promoter(s), promoter group, director(s) (including their relatives), key managerial personnel (including their relatives) or any entity controlled by them are in the economic interest of the company.
Aggregate Amount Advanced During Six Months Of Any Loan Or Any Other Form Of Debt To KM Ps Or Any Other Entity Controlled By Them
0
Aggregate Amount Advanced During Six Months Of Any Loan Or Any Other Form Of Debt To Promoter Group Or Any Other Entity Controlled By Them
0
Aggregate Amount Advanced During Six Months Of Any Loan Or Any Other Form Of Debt To Promoter Or Any Other Entity Controlled By Them
0
Aggregate Amount Of Issuance During Six Months Of Any Guarantee Or Comfort To KM Ps Or Any Other Entity Controlled By Them
0
Aggregate Amount Of Issuance During Six Months Of Any Guarantee Or Comfort To Promoter Group Or Any Other Entity Controlled By Them
0
Aggregate Amount Of Issuance During Six Months Of Any Guarantee Or Comfort To Promoter Or Any Other Entity Controlled By Them
0
Aggregate Value Of Security Provided During Six Months Of Security In Connection With Loan Or Any Other Debt Avail By KM Ps Or Any Other Entity Controlled By Them
0
Aggregate Value Of Security Provided During Six Months Of Security In Connection With Loan Or Any Other Debt Avail By Promoter Group Or Any Other Entity Controlled By Them
0
Aggregate Value Of Security Provided During Six Months Of Security In Connection With Loan Or Any Other Debt Avail By Promoter Or Any Other Entity Controlled By Them
0
Annual Return As Provided Under Section92Of The Companies Act2013
Yes
Approval For Material Related Party Transactions
Yes
Approval Of The Board And Shareholders For Compensation Or Profit Sharing
Yes
Audio Or Video Recordings And Transcripts Of Post Earinings Or Quarterly Calls
Yes
Balance Outstanding At The End Of Six Months Any Loan Or Any Other Form Of Debt To KM Ps Or Any Other Entity Controlled By Them
0
Balance Outstanding At The End Of Six Months Any Loan Or Any Other Form Of Debt To Promoter Group Or Any Other Entity Controlled By Them
0
Balance Outstanding At The End Of Six Months Any Loan Or Any Other Form Of Debt To Promoter Or Any Other Entity Controlled By Them
0
Balance Outstanding At The End Of Six Months Of Any Guarantee Or Comfort To KM Ps Or Any Other Entity Controlled By Them
0
Balance Outstanding At The End Of Six Months Of Any Guarantee Or Comfort To Promoter Group Or Any Other Entity Controlled By Them
0
Balance Outstanding At The End Of Six Months Of Any Guarantee Or Comfort To Promoter Or Any Other Entity Controlled By Them
0
Balance Outstanding At The End Of Six Months Of Security In Connection With Loan Or Any Other Debt Avail By KM Ps Or Any Other Entity Controlled By Them
0
Balance Outstanding At The End Of Six Months Of Security In Connection With Loan Or Any Other Debt Avail By Promoter Group Or Any Other Entity Controlled By Them
0
Balance Outstanding At The End Of Six Months Of Security In Connection With Loan Or Any Other Debt Avail By Promoter Or Any Other Entity Controlled By Them
0
Board Composition
Yes
Code Of Conduct
Yes
Compliance Certificate
Yes
Compliance Status
Yes
Compliance With Sub Regulation3Of Regulation46With Respect To Accuracy Of Disclosures On The Website And Timely Updation
Yes
Confirmation That The Disclosures Are In A Separate Section As Specified In Sub Regulation2Of Regulation46
Yes
Credit Rating Or Revision In Credit Rating Obtained
Yes
Date Of End Of Financial Year
31-Mar-2026
Date Of End Of Reporting Period
31-Mar-2026
Date Of Signing
24-Apr-2026
Date Of Start Of Financial Year
01-Apr-2025
Designation Of Person
Company Secretary and Compliance Officer
Designation Of Person Affirmations
Company Secretary and Compliance Officer
Designation Of Person For Annual Affirmations
Company Secretary and Compliance Officer
Designation Of Person For Quartely Affirmations
Company Secretary and Compliance Officer
Details Of Agreements Entered Into With The Media Companies And Or Their Associates
Not Applicable
Details Of Business
Yes
Details Of Establishment Of Vigil Mechanism Or Whistle Blower Policy
Yes
Disclosure Of Contact Details Of KMP Who Are Authorized For The Purpose Of Determining Materiality Under Sub Regulation5Of Regulation30
Yes
Disclosure Of Related Party Transactions On Consolidated Basis
Yes
Disclosure Web Link Of Annual Return As Provided Under Section92Of The Companies Act2013Is Placed
https://www.angelone.in/investor-relations/annual-report-company
Disclosure Web Link Of Audio Or Video Recordings And Transcripts Of Post Earinings Or Quarterly Calls Is Placed
https://www.angelone.in/investor-relations/financials
Disclosure Web Link Of Company At Advertisements As Per Regulation471Is Placed
https://www.angelone.in/investor-relations/company-stock-exchange-announcements
Disclosure Web Link Of Company At Details Of Non Compliance Of New Name And The Old Name Of The Listed Entity Is Placed
www.angelone.in
Disclosure Web Link Of Company At Dividend Distribution Policy As Per Regulation43A1Is Placed
https://www.angelone.in/investor-relations/codes-and-policies
Disclosure Web Link Of Company At Materiality Policy As Per Sub Regulation4Regulation30Is Placed
https://www.angelone.in/investor-relations/codes-and-policies
Disclosure Web Link Of Company At Separate Audited Financial Statements Of Each Subsidiary Of The Listed Entity Is Placed
https://www.angelone.in/investor-relations/annual-report-subsidiaries
Disclosure Web Link Of Company At Which Credit Rating Or Revision In Credit Rating Obtained Is Placed
https://www.angelone.in/investor-relations/investor-information
Disclosure Web Link Of Company At Which Details Of Business Is Placed
www.angelone.in
Disclosure Web Link Of Company At Which Details Of Establishment Of Vigil Mechanism Or Whistle Blower Policy Is Placed
https://www.angelone.in/investor-relations/codes-and-policies
Disclosure Web Link Of Company At Which Financial Results Is Placed
https://www.angelone.in/investor-relations/financials
Disclosure Web Link Of Company At Which Policy For Determining Material Subsidiaries Is Placed
https://www.angelone.in/investor-relations/codes-and-policies
Disclosure Web Link Of Company At Which Policy On Dealing With Related Party Transactions Is Placed
https://www.angelone.in/investor-relations/codes-and-policies
Disclosure Web Link Of Company At Which Shareholding Pattern Is Placed
https://www.angelone.in/investor-relations/company-stock-exchange-announcements
Disclosure Web Link Of Compliance With Sub Regulation3Of Regulation46With Respect To Accuracy Of Disclosures On The Website And Timely Updation Is Placed
www.angelone.in
Disclosure Web Link Of Confirmation That The Disclosures Are In A Separate Section As Specified In Sub Regulation2Of Regulation46Is Placed
www.angelone.in
Disclosure Web Link Of Disclosure Of Contact Details Of KMP Who Are Authorized For The Purpose Of Determining Materiality Under Sub Regulation5Of Regulation30Is Placed
https://www.angelone.in/investor-relations/investor-information
Disclosure Web Link Of Disclosures Under Sub Regulation8Of Regulation30Is Placed
https://www.angelone.in/investor-relations/company-stock-exchange-announcements
Disclosure Web Link Of Employee Benefit Scheme Documents Framed In Terms Of SEBI Share Based Employee Benefits And Sweat Equity Regulations2021Is Placed
https://www.angelone.in/investor-relations/codes-and-policies
Disclosure Web Link Of Memorandum Of Association And Articles Of Association Is Placed
https://www.angelone.in/investor-relations/codes-and-policies
Disclosure Web Link Of Schedule Of Analyst Or Institutional Investor Meet And Presentation Prepared By Listed Entity For Analyst Or Institutional Investor Meet Is Placed
https://www.angelone.in/investor-relations/company-stock-exchange-announcements
Disclosure Web Link Of Secretarial Compliance Report Is Placed
https://www.angelone.in/investor-relations/company-stock-exchange-announcements
Disclosures Under Sub Regulation8Of Regulation30
Yes
Dividend Distribution Policy As Per Regulation43A1
Yes
Employee Benefit Scheme Documents Framed In Terms Of SEBI Share Based Employee Benefits And Sweat Equity Regulations2021
Yes
Fees Or Compensation
Yes
Financial Results
Yes
Is SCORESID Available
Yes
ISIN
INE732I01021
Market Capitalisation As Per Immediate Previous Financial Year
Top 500 listed entities
Materiality Policy As Per Sub Regulation4Regulation30
Yes
Memorandum Of Association And Articles Of Association
Yes
Minimum Information
Yes
MSEI Symbol
NOTLISTED
Name Of Signatory
Naheed Patel
Name Of Signatory Affirmations
Naheed Patel
Name Of Signatory For Annual Affirmations
Naheed Patel
Name Of Signatory For Quartely Affirmations
Naheed Patel
Name Of The Company
ANGEL ONE LIMITED
New Name And The Old Name Of The Listed Entity
Yes
Other Corporate Governance Requirements With Respect To Subsidiary Of Listed Entity
Yes
Place
Mumbai
Plans For Orderly Succession For Appointments
Yes
Policy For Determining Material Subsidiaries
Yes
Policy For Related Party Transaction
Yes
Policy On Dealing With Related Party Transactions
Yes
Recommendation Of Board
Yes
Reporting Quarter
Yearly
Review Of Compliance Reports
Yes
Risk Assessment And Management
Yes
Schedule Of Analyst Or Institutional Investor Meet And Presentation Prepared By Listed Entity For Analyst Or Institutional Investor Meet
Yes
SCORES Registration ID
comz00826
Scrip Code
543235
Secretarial Compliance Report
Yes
Separate Audited Financial Statements Of Each Subsidiary Of The Listed Entity
Yes
Shareholding Pattern
Yes
Statements Of Deviations Or Variations As Specified In Regulation32
Not Applicable
Symbol
ANGELONE
The Listed Entity Has Approved Material Subsidiary Policy And The Corporate Governance Requirements With Respect To Subsidiary Of Listed Entity Have Been Complied
Yes
Type Of Any Guarantee Or Comfort Letter Of KM Ps Or Any Other Entity Controlled By Them
0
Type Of Any Guarantee Or Comfort Letter Of Promoter Group Or Any Other Entity Controlled By Them
0
Type Of Any Guarantee Or Comfort Letter Of Promoter Or Any Other Entity Controlled By Them
0
Type Of Company
Equity
Type Of Security Of KM Ps Or Any Other Entity Controlled By Them
0
Type Of Security Of Promoter Group Or Any Other Entity Controlled By Them
0
Type Of Security Of Promoter Or Any Other Entity Controlled By Them
0
Type Of Submission
Original
Vacancies In Respect Key Managerial Personnel
Yes
Vigil Mechanism
Yes
Whether As Per Sub Regulation2ba Of Regulation27Of SEBILODR There Has Been Cyber Security Incidents During The Quarter
No
Whether Part A Of Annexure I Of The SEBI Circular Dated31December2024Related To Compliance Report On Corporate Governance Is Applicable To The Entity
Yes
Whether Part F Of Annexure I Of The SEBI Circular Dated31December2024Related To Disclosure Of Loans Or Guarantees Or Comfort Letters Or Securities Etc Is Applicable To The Entity
Yes

Additional Disclosures

Entry D_MeetingBOD1
Whether Requirement Of Quorum Met
Yes
Entry D_MeetingBOD2
Whether Requirement Of Quorum Met
Yes
Entry D_MeetingComit1
Whether Requirement Of Quorum Met
Yes
Entry D_MeetingComit10
Whether Requirement Of Quorum Met
Yes
Entry D_MeetingComit11
Whether Requirement Of Quorum Met
Yes
Entry D_MeetingComit12
Whether Requirement Of Quorum Met
Yes
Entry D_MeetingComit13
Whether Requirement Of Quorum Met
Yes
Entry D_MeetingComit2
Whether Requirement Of Quorum Met
Yes
Entry D_MeetingComit3
Whether Requirement Of Quorum Met
Yes
Entry D_MeetingComit4
Whether Requirement Of Quorum Met
Yes
Entry D_MeetingComit5
Whether Requirement Of Quorum Met
Yes
Entry D_MeetingComit6
Whether Requirement Of Quorum Met
Yes
Entry D_MeetingComit7
Whether Requirement Of Quorum Met
Yes
Entry D_MeetingComit8
Whether Requirement Of Quorum Met
Yes
Entry D_MeetingComit9
Whether Requirement Of Quorum Met
Yes
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Board Composition — Entity Disclosures

The Composition Of Board Of Directors Is In Terms Of Sebi Regulations2015
Yes
Chairperson Related to MD / CEO
Yes
Regular Chairperson
Yes

Composition of Board of Directors

SrTitleDirectorPANDINCategory 1Category 2Category 3Date of BirthDisqualifiedStatusSpecial ResolutionInitial AppointmentRe-appointmentTenure (months)Listed DirectorshipsIndependent DirectorshipsAudit / Stakeholder MembershipsAudit / Stakeholder Chair Posts
1MrDinesh Thakkar******00004382Executive DirectorChairpersonMD02-Feb-1962NoActiveNot Applicable23-Oct-200701-Jan-20251000
2MsMala Todarwal******06933515Non-Executive - Independent DirectorNot Applicable03-May-1985NoActiveNot Applicable20-Oct-202120-Oct-202153.1244102
3MrKrishna Iyer******01954913Non-Executive - Non Independent DirectorNot Applicable14-Oct-1976NoActiveNot Applicable15-Jul-20211010
4MrMuralidharan Ramachanrdran******08330682Non-Executive - Independent DirectorNot Applicable21-Sep-1967NoActiveNot Applicable06-Aug-202106-Aug-202155.261110
5MrKalyan Prasath******07677959Non-Executive - Independent DirectorNot Applicable27-Apr-1966NoActiveNot Applicable16-Jan-202316-Jan-202338.161100
6MrKrishnaswamy Arabadi Sridhar******00046719Non-Executive - Independent DirectorNot Applicable15-Jul-1960NoActiveNot Applicable16-Jan-202316-Jan-202338.161110
7MrAmit Majumdar******01633369Executive DirectorNot Applicable01-Jun-1972NoActiveNot Applicable17-Apr-20231010
8MrArunkumar Nerur Thigarajan******02407722Non-Executive - Independent DirectorNot Applicable24-Sep-1969NoActiveNot Applicable13-Jul-202313-Jul-202332.191100
9MrAmbarish Kenghe******10949234Executive DirectorNot ApplicableCEO28-Jul-1976NoActiveNot Applicable16-Apr-20251000

Committee Disclosures

Entry CompComit122
Date of Appointment
14-May-2018
Entry CompComit123
Date of Appointment
20-Oct-2021
Entry CompComit124
Date of Appointment
08-May-2023
Entry CompComit14
Date of Appointment
20-Oct-2021
Entry CompComit15
Date of Appointment
08-May-2023
Entry CompComit16
Date of Appointment
12-Oct-2023
Entry CompComit41
Date of Appointment
08-May-2023
Entry CompComit42
Date of Appointment
18-May-2022
Entry CompComit43
Date of Appointment
14-May-2018
Entry CompComit44
Date of Appointment
12-Oct-2023
Entry CompComit68
Date of Appointment
20-Oct-2021
Entry CompComit69
Date of Appointment
08-May-2023
Entry CompComit70
Date of Appointment
12-Oct-2023
Entry CompComit95
Date of Appointment
08-May-2023
Entry CompComit96
Date of Appointment
08-May-2023
Entry CompComit97
Date of Appointment
08-May-2023
Entry CompComit98
Date of Appointment
16-Apr-2025
Entry MainD
Composition And Role Of Risk Management Committee
Yes
Composition Of Audit Committee
Yes
Composition Of Nomination And Remuneration Committee
Yes
Composition Of Stakeholder Relationship Committee
Yes
Composition Of Various Committees Of Board Of Directors
Yes
Disclosure Web Link Of Company At Which Composition Of Various Committees Of Board Of Directors Is Placed
https://www.angelone.in/investor-relations/constitution-of-committees
Memberships In Committees
Yes
Prior Or Omnibus Approval Of Audit Committee For All Related Party Transactions
Yes
Risk Management Committee
Yes
Role Of Audit Committee And Information To Be Reviewed By The Audit Committee
Yes
Role Of Nomination And Remuneration Committee
Yes
Role Of Stakeholders Relationship Committee
Yes
The Committee Members Have Been Made Aware Of Their Powers Role And Responsibilities As Specified In Sebi Regulations2015
Yes
The Composition Of Audit Committee Is In Terms Of Sebi Regulations2015
Yes
The Composition Of The Nomination And Remuneration Committee Is In Terms Of Sebi Regulations2015
Yes
The Composition Of The Risk Management Committee Is In Terms Of Sebi Regulations2015
Yes
The Composition Of The Stakeholders Relationship Committee Committee Is In Terms Of Sebi Regulations2015
Yes
Whether The Audit Committee Has A Regular Chairperson
Yes
Whether The Corporate Social Responsibility Committee Has A Regular Chairperson
Yes
Whether The Nomination And Remuneration Committee Has A Regular Chairperson
Yes
Whether The Risk Management Committee Has A Regular Chairperson
Yes
Whether The Stakeholders Relationship Committee Has A Regular Chairperson
Yes

Audit Committee

Additional Position
Chairperson
Director DIN
06933515
Member Name
Mala Todarwal
Position
Non-Executive - Independent Director

Audit Committee

Additional Position
Member
Director DIN
08330682
Member Name
Muralidharan Ramachanrdran
Position
Non-Executive - Independent Director

Audit Committee

Additional Position
Member
Director DIN
01954913
Member Name
Krishna Iyer
Position
Non-Executive - Non Independent Director

Audit Committee

Audit Committee

Corporate Social Responsibility Committee

Additional Position
Chairperson
Director DIN
00004382
Member Name
Dinesh Thakkar
Position
Executive Director

Corporate Social Responsibility Committee

Additional Position
Member
Director DIN
01954913
Member Name
Krishna Iyer
Position
Non-Executive - Non Independent Director

Corporate Social Responsibility Committee

Additional Position
Member
Director DIN
07677959
Member Name
Kalyan Prasath
Position
Non-Executive - Independent Director

Nomination and remuneration committee

Additional Position
Chairperson
Director DIN
00046719
Member Name
Krishnaswamy Arabadi Sridhar
Position
Non-Executive - Independent Director

Nomination and remuneration committee

Additional Position
Member
Director DIN
06933515
Member Name
Mala Todarwal
Position
Non-Executive - Independent Director

Nomination and remuneration committee

Additional Position
Member
Director DIN
00004382
Member Name
Dinesh Thakkar
Position
Executive Director

Nomination and remuneration committee

Additional Position
Member
Director DIN
02407722
Member Name
Arunkumar Nerur Thigarajan
Position
Non-Executive - Independent Director

Nomination and remuneration committee

Nomination and remuneration committee

Other Committee

Additional Position
Chairperson
Director DIN
08330682
Member Name
Muralidharan Ramachanrdran
Name Of Other Committee
ESG Committee (Environment, Social and Governance)
Position
Non-Executive - Independent Director

Other Committee

Additional Position
Member
Director DIN
00004382
Member Name
Dinesh Thakkar
Name Of Other Committee
ESG Committee (Environment, Social and Governance)
Position
Executive Director

Other Committee

Additional Position
Member
Director DIN
01954913
Member Name
Krishna Iyer
Name Of Other Committee
ESG Committee (Environment, Social and Governance)
Position
Non-Executive - Non Independent Director

Other Committee

Additional Position
Chairperson
Director DIN
08330682
Member Name
Muralidharan Ramachanrdran
Name Of Other Committee
Cyber Security and Information Technology Committee
Position
Non-Executive - Independent Director

Other Committee

Additional Position
Member
Director DIN
10949234
Member Name
Ambarish Kenghe
Name Of Other Committee
Cyber Security and Information Technology Committee
Position
Executive Director

Other Committee

Additional Position
Member
Director DIN
02407722
Member Name
Arunkumar Nerur Thigarajan
Name Of Other Committee
Cyber Security and Information Technology Committee
Position
Non-Executive - Independent Director

Other Committee

Additional Position
Member
Director DIN
07677959
Member Name
Kalyan Prasath
Name Of Other Committee
Cyber Security and Information Technology Committee
Position
Non-Executive - Independent Director

Other Committee

Additional Position
Member
Director DIN
00000000
Member Name
Ravish Sinha
Name Of Other Committee
Cyber Security and Information Technology Committee
Notes
Mr. Ravish Sinha-Group Chief Product and Technology Officer is a member of the Committee
Position
Member

Other Committee

Additional Position
Member
Director DIN
00000000
Member Name
Sridhar Govardhan
Name Of Other Committee
Cyber Security and Information Technology Committee
Notes
Sridhar Govardhan Group Chief Information Security Officer is appointed as member of the Committee wef 15 October 2025
Position
Member

Other Committee

Name Of Other Committee
Independent Directors Meeting

Other Committee

Name Of Other Committee
Independent Directors Meeting

Other Committee

Name Of Other Committee
Cyber Security and Information Technology Committee

Other Committee

Name Of Other Committee
Cyber Security and Information Technology Committee

Other Committee

Name Of Other Committee
ENVIRONMENT, SOCIAL AND GOVERNANCE (ESG) COMMITTEE

Other Committee

Name Of Other Committee
ENVIRONMENT, SOCIAL AND GOVERNANCE (ESG) COMMITTEE

Risk Management Committee

Additional Position
Chairperson
Director DIN
08330682
Member Name
Muralidharan Ramachanrdran
Position
Non-Executive - Independent Director

Risk Management Committee

Additional Position
Member
Director DIN
07677959
Member Name
Kalyan Prasath
Position
Non-Executive - Independent Director

Risk Management Committee

Additional Position
Member
Director DIN
00046719
Member Name
Krishnaswamy Arabadi Sridhar
Position
Non-Executive - Independent Director

Risk Management Committee

Additional Position
Member
Director DIN
10949234
Member Name
Ambarish Kenghe
Position
Executive Director

Risk Management Committee

Risk Management Committee

Stakeholders Relationship Committee

Additional Position
Chairperson
Director DIN
06933515
Member Name
Mala Todarwal
Position
Non-Executive - Independent Director

Stakeholders Relationship Committee

Additional Position
Member
Director DIN
01633369
Member Name
Amit Majumdar
Position
Executive Director

Stakeholders Relationship Committee

Additional Position
Member
Director DIN
00046719
Member Name
Krishnaswamy Arabadi Sridhar
Position
Non-Executive - Independent Director

Stakeholders Relationship Committee

Entry MainD
Gap Between The Meetings Of The Risk Management Committee
Yes
Meeting Of Audit Committee
Yes
Meeting Of Board Of Directors
Yes
Meeting Of Independent Directors
Yes
Meeting Of Nomination And Remuneration Committee
Yes
Meeting Of Risk Management Committee
Yes
Meeting Of Stakeholders Relationship Committee
Yes
Quorum Of Board Meeting
Yes
Quorum Of Nomination And Remuneration Committee Meeting
Yes
Quorum Of Risk Management Committeemeeting
Yes
The Meetings Of The Board Of Directors And The Above Committees Have Been Conducted In The Manner As Specified In Sebi Regulations2015
Yes
Entry MeetingBOD1
Dates Of Meeting In The Previous Quarter
15-Oct-2025
Number Of Directors Present In Meeting Of Board Of Directors
9
Number Of Independent Directors Attending The Meeting
5
Total Number Of Directors As On Date Of The Meeting
9
Entry MeetingBOD2
Dates Of Meeting If Any In The Relevant Quarter
15-Jan-2026
Maximum Gap Between Any Two Consecutive Meetings
91
Number Of Directors Present In Meeting Of Board Of Directors
9
Number Of Independent Directors Attending The Meeting
5
Total Number Of Directors As On Date Of The Meeting
9
Entry MeetingComit1
Dates Of Meeting Of The Committee In The Previous Quarter
15-Oct-2025
Number Of Director Present In Meeting Of Committee All Directors Including Independent Director
3
Number Of Independent Director Attending Meeting Of Committee
2
Number Of Member Attending Meeting Of Committee
0
Total Number Of Directors As On Date Of The Meeting
3
Entry MeetingComit10
Dates Of Meeting Of The Committee In The Previous Quarter
11-Jul-2025
Number Of Director Present In Meeting Of Committee All Directors Including Independent Director
5
Number Of Independent Director Attending Meeting Of Committee
5
Number Of Member Attending Meeting Of Committee
0
Total Number Of Directors As On Date Of The Meeting
5
Entry MeetingComit11
Dates Of Meeting Of The Committee In The Relevant Quarter
08-Jan-2026
Maximum Gap Between Any Two Consecutive Meetings
180
Number Of Director Present In Meeting Of Committee All Directors Including Independent Director
5
Number Of Independent Director Attending Meeting Of Committee
5
Number Of Member Attending Meeting Of Committee
0
Total Number Of Directors As On Date Of The Meeting
5
Entry MeetingComit12
Dates Of Meeting Of The Committee In The Previous Quarter
22-Dec-2025
Number Of Director Present In Meeting Of Committee All Directors Including Independent Director
4
Number Of Independent Director Attending Meeting Of Committee
3
Number Of Member Attending Meeting Of Committee
2
Total Number Of Directors As On Date Of The Meeting
4
Entry MeetingComit13
Dates Of Meeting Of The Committee In The Relevant Quarter
17-Mar-2026
Maximum Gap Between Any Two Consecutive Meetings
84
Number Of Director Present In Meeting Of Committee All Directors Including Independent Director
4
Number Of Independent Director Attending Meeting Of Committee
3
Number Of Member Attending Meeting Of Committee
2
Total Number Of Directors As On Date Of The Meeting
4
Entry MeetingComit2
Dates Of Meeting Of The Committee In The Relevant Quarter
15-Jan-2026
Maximum Gap Between Any Two Consecutive Meetings
91
Number Of Director Present In Meeting Of Committee All Directors Including Independent Director
3
Number Of Independent Director Attending Meeting Of Committee
2
Number Of Member Attending Meeting Of Committee
0
Total Number Of Directors As On Date Of The Meeting
3
Entry MeetingComit3
Dates Of Meeting Of The Committee In The Previous Quarter
16-Jul-2025
Number Of Director Present In Meeting Of Committee All Directors Including Independent Director
4
Number Of Independent Director Attending Meeting Of Committee
3
Number Of Member Attending Meeting Of Committee
0
Total Number Of Directors As On Date Of The Meeting
4
Entry MeetingComit4
Dates Of Meeting Of The Committee In The Relevant Quarter
15-Jan-2026
Maximum Gap Between Any Two Consecutive Meetings
182
Number Of Director Present In Meeting Of Committee All Directors Including Independent Director
4
Number Of Independent Director Attending Meeting Of Committee
3
Number Of Member Attending Meeting Of Committee
0
Total Number Of Directors As On Date Of The Meeting
4
Entry MeetingComit5
Dates Of Meeting Of The Committee In The Relevant Quarter
08-Jan-2026
Number Of Director Present In Meeting Of Committee All Directors Including Independent Director
3
Number Of Independent Director Attending Meeting Of Committee
2
Number Of Member Attending Meeting Of Committee
0
Total Number Of Directors As On Date Of The Meeting
3
Entry MeetingComit6
Dates Of Meeting Of The Committee In The Previous Quarter
22-Dec-2025
Number Of Director Present In Meeting Of Committee All Directors Including Independent Director
4
Number Of Independent Director Attending Meeting Of Committee
3
Number Of Member Attending Meeting Of Committee
0
Total Number Of Directors As On Date Of The Meeting
4
Entry MeetingComit7
Dates Of Meeting Of The Committee In The Relevant Quarter
17-Mar-2026
Maximum Gap Between Any Two Consecutive Meetings
84
Number Of Director Present In Meeting Of Committee All Directors Including Independent Director
4
Number Of Independent Director Attending Meeting Of Committee
3
Number Of Member Attending Meeting Of Committee
0
Total Number Of Directors As On Date Of The Meeting
4
Entry MeetingComit8
Dates Of Meeting Of The Committee In The Previous Quarter
15-Apr-2025
Number Of Director Present In Meeting Of Committee All Directors Including Independent Director
3
Number Of Independent Director Attending Meeting Of Committee
1
Number Of Member Attending Meeting Of Committee
0
Total Number Of Directors As On Date Of The Meeting
3
Entry MeetingComit9
Dates Of Meeting Of The Committee In The Relevant Quarter
16-Feb-2026
Maximum Gap Between Any Two Consecutive Meetings
306
Number Of Director Present In Meeting Of Committee All Directors Including Independent Director
3
Number Of Independent Director Attending Meeting Of Committee
1
Number Of Member Attending Meeting Of Committee
0
Total Number Of Directors As On Date Of The Meeting
3
Entry MainD
Contact Information Of The Designated Officials Of The Listed Entity Who Are Responsible For Assisting And Handling Investor Grievances
Yes
Disclosure Web Link Of Company At Which Contact Information Of The Designated Officials Of The Listed Entity Who Are Responsible For Assisting And Handling Investor Grievances Is Placed
https://www.angelone.in/investor-relations/contact
Disclosure Web Link Of Company At Which Email Address For Grievance Redressal And Other Relevant Details Is Placed
https://www.angelone.in/investor-relations/contact
Email Address For Grievance Redressal And Other Relevant Details
Yes
No Of Investor Complaints Disposed Off During The Period
3
No Of Investor Complaints During The Period
0
No Of Investor Complaints Received During The Period
3
Whether Part B Of Annexure I Of The SEBI Circular Dated31December2024Related To Investor Grievance Redressal Report Is Applicable To The Entity
Yes
Entry MainI
No Of Investor Complaints
0
Entry PY_I
No Of Investor Complaints
0
Composition Of Board Of Directors Of Unlisted Material Subsidiary
Yes
Reason For Part C Of Annexure I Of The SEBI Circular Dated31December2024Related To Disclosure Of Acquisition Of Shares Or Voting Rights In Unlisted Companies Is Not Applicable To The Entity
Not Applicable
Whether Part C Of Annexure I Of The SEBI Circular Dated31December2024Related To Disclosure Of Acquisition Of Shares Or Voting Rights In Unlisted Companies Is Applicable To The Entity
No
Entry I_OngoingTaxLitigationsOrDisputes1
Current Status
Matter is pending before Hon'ble Bombay High Court.
Date of Initiation
25-Jul-2018
Opposing Party
Income Tax Department
Status (Previous Disclosure)
Pending for adjudication/hearing
Entry I_OngoingTaxLitigationsOrDisputes10
Current Status
Matter is pending before GST Appellate Authority
Date of Initiation
09-Dec-2025
Opposing Party
GST department (Maharashtra FY 18-19 to 22-23)
Status (Previous Disclosure)
Pending for adjudication/hearing
Entry I_OngoingTaxLitigationsOrDisputes11
Current Status
Matter is pending before GST Appellate Authority
Date of Initiation
18-Dec-2025
Opposing Party
GST department (Maharashtra FY 18-19)
Status (Previous Disclosure)
Pending for adjudication/hearing
Entry I_OngoingTaxLitigationsOrDisputes12
Current Status
Matter is pending before GST Appellate Authority
Date of Initiation
26-Dec-2025
Opposing Party
GST department (Karnataka FY 21-22)
Status (Previous Disclosure)
Pending for adjudication/hearing
Entry I_OngoingTaxLitigationsOrDisputes13
Current Status
Matter is pending before GST Appellate Authority
Date of Initiation
30-Dec-2025
Opposing Party
GST department (Delhi FY 21-22)
Status (Previous Disclosure)
Pending for adjudication/hearing
Entry I_OngoingTaxLitigationsOrDisputes14
Current Status
Matter is pending before GST Appellate Authority
Date of Initiation
27-Feb-2026
Opposing Party
GST department (Maharashtra FY 19-20 to 22-23)
Status (Previous Disclosure)
Pending for adjudication/hearing
Entry I_OngoingTaxLitigationsOrDisputes2
Current Status
Matter is pending before Hon'ble CIT(A).
Date of Initiation
17-Jan-2018
Opposing Party
Income Tax Department
Status (Previous Disclosure)
Pending for adjudication/hearing
Entry I_OngoingTaxLitigationsOrDisputes3
Current Status
Matter is pending before Hon'ble CIT(A).
Date of Initiation
25-Oct-2022
Opposing Party
Income Tax Department
Status (Previous Disclosure)
Pending for adjudication/hearing
Entry I_OngoingTaxLitigationsOrDisputes4
Current Status
Matter is pending before GST Appellate Authority
Date of Initiation
20-Mar-2024
Opposing Party
GST department (Punjab FY 17-18)
Status (Previous Disclosure)
Pending for adjudication/hearing
Entry I_OngoingTaxLitigationsOrDisputes5
Current Status
Matter is pending before GST Appellate Authority
Date of Initiation
18-Jul-2024
Opposing Party
GST department (Punjab FY 18-19)
Status (Previous Disclosure)
Pending for adjudication/hearing
Entry I_OngoingTaxLitigationsOrDisputes6
Current Status
Matter is pending before GST Appellate Authority
Date of Initiation
11-Jan-2025
Opposing Party
GST department (Bihar FY 17-18 to 19-20)
Status (Previous Disclosure)
Pending for adjudication/hearing
Entry I_OngoingTaxLitigationsOrDisputes7
Current Status
Matter is pending before GST Appellate Authority
Date of Initiation
25-Feb-2025
Opposing Party
GST department (Karnataka FY 20-21)
Status (Previous Disclosure)
Pending for adjudication/hearing
Entry I_OngoingTaxLitigationsOrDisputes8
Current Status
Matter is pending before GST Appellate Authority
Date of Initiation
26-Sep-2025
Opposing Party
GST department (Rajasthan FY 18-19)
Status (Previous Disclosure)
Pending for adjudication/hearing
Entry I_OngoingTaxLitigationsOrDisputes9
Current Status
Matter is pending before Hon'ble CIT(A).
Date of Initiation
07-Nov-2025
Opposing Party
Income Tax Department
Status (Previous Disclosure)
Pending for adjudication/hearing
Entry MainD
Whether Part E Of Annexure I Of The SEBI Circular Dated31December2024Related To Disclosure Of Updates To Ongoing Tax Litigations Or Disputes Is Applicable To The Entity
Yes
Entry I_ImpositionOfFineOrPenalty1
Authority
NSE
Date Of Receipt Of Direction Or Order Including Any Ad Interim Or Interim Orders Or Any Other Communication From The Authority
21-Jan-2026
Financial / Operational Impact
66800
Nature And Details Of The Action Taken Or Order Passed
Incorrect reporting ofmargin collection fromclients
Violation Details
Incorrect reporting of margincollection from clients
Entry I_ImpositionOfFineOrPenalty10
Authority
MCX
Date Of Receipt Of Direction Or Order Including Any Ad Interim Or Interim Orders Or Any Other Communication From The Authority
18-Feb-2026
Financial / Operational Impact
1500
Nature And Details Of The Action Taken Or Order Passed
Trading terminals situated at the place of inspection has been operated by other than approved and certified users/ ersons.- AP Prabhav Investment
Violation Details
Trading terminals situated at the place of inspection has been operated by other than approved and certified users/ persons.- AP Prabhav Investment
Entry I_ImpositionOfFineOrPenalty2
Authority
NSE
Date Of Receipt Of Direction Or Order Including Any Ad Interim Or Interim Orders Or Any Other Communication From The Authority
29-Jan-2026
Financial / Operational Impact
35000
Nature And Details Of The Action Taken Or Order Passed
Incorrect reporting ofmargin collection from clients
Violation Details
Incorrect reporting of margincollection from clients
Entry I_ImpositionOfFineOrPenalty3
Authority
NSE
Date Of Receipt Of Direction Or Order Including Any Ad Interim Or Interim Orders Or Any Other Communication From The Authority
06-Mar-2026
Financial / Operational Impact
11000
Nature And Details Of The Action Taken Or Order Passed
Trading member has notcorrectly reported Dailymargin trading fi le (MTRfi le)
Violation Details
Upon verifi cation of MTR File,Client ledgers, and details ofborrowing taken for MTF asprovided by theMember, theExchange observed that AngelOne has incorrectly reportedLender Category of borrowingsin Daily Margin Trading File(MTR File) in case of 11instances as on various datesbetween November 03,2025,to November 19, 2025.
Entry I_ImpositionOfFineOrPenalty4
Authority
NSE
Date Of Receipt Of Direction Or Order Including Any Ad Interim Or Interim Orders Or Any Other Communication From The Authority
16-Mar-2026
Financial / Operational Impact
5000
Nature And Details Of The Action Taken Or Order Passed
Member has not reportedopening of their bankaccount within one weekof opening
Violation Details
Upon verifi cation of bankaccount records of theExchange based on enhancedsupervision submissions of theMember along with the list ofall bank accounts available withthe Member, the Exchangeobserved that Angel One hasnot reported the opening oftheir bank accounts to theExchange within one week ofthe opening in case of 01instance during the inspectionperiod.
Entry I_ImpositionOfFineOrPenalty5
Authority
CDSL
Date Of Receipt Of Direction Or Order Including Any Ad Interim Or Interim Orders Or Any Other Communication From The Authority
02-Mar-2026
Financial / Operational Impact
1000
Nature And Details Of The Action Taken Or Order Passed
Transaction not executedas per the procedureprescribed by Depositorysuch as change in bankdetails, change insignature, transmission,account closure,freeze/unfreeze, pledge,remat etc. as prescribed under guidelines of CDSL /SEBI /PMLA
Violation Details
Transaction not executed asper the procedure prescribedby Depository such as changein bank details, change insignature, transmission,account closure,freeze/unfreeze, pledge, rematetc. as prescribed underguidelines of CDSL / SEBI/PMLA
Entry I_ImpositionOfFineOrPenalty6
Authority
CDSL
Date Of Receipt Of Direction Or Order Including Any Ad Interim Or Interim Orders Or Any Other Communication From The Authority
02-Mar-2026
Financial / Operational Impact
2000
Nature And Details Of The Action Taken Or Order Passed
There is a system tomaintain all thedocuments and recordssatisfactorily for aminimum period of 8years. Refer Securities andExchange Board of India(Depositories AndParticipants) Regulations,2018 dated 3rd October,2018.
Violation Details
Documents not maintained fora period of 8 years
Entry I_ImpositionOfFineOrPenalty7
Authority
NSE
Date Of Receipt Of Direction Or Order Including Any Ad Interim Or Interim Orders Or Any Other Communication From The Authority
30-Mar-2026
Financial / Operational Impact
50000
Nature And Details Of The Action Taken Or Order Passed
Non-upload/ update ofclient’s details in UCCdatabase
Violation Details
Upon verifi cation of UCCdetails of the clients and back-offi ce database of the Member,the Exchange observed thatAngel One has not uploaded/updated client’s details in UCCdatabase in case of 94instances as on November 28,2025
Entry I_ImpositionOfFineOrPenalty8
Authority
CDSL
Date Of Receipt Of Direction Or Order Including Any Ad Interim Or Interim Orders Or Any Other Communication From The Authority
30-Mar-2026
Financial / Operational Impact
1100
Nature And Details Of The Action Taken Or Order Passed
1) Data entry errors /omission which may causeinconvenience and/or lossto the BO/ system/Depository. 2) Any type of transactionnot executed as per theprocedure prescribed byDepository such as change in bank details,change in signature,transmission, accountclosure, freeze/unfreeze, pledge, remat
Violation Details
1) Data entry errors / omission which may cause inconvenience and/or loss to the BO/ system /Depository. 2) Any type of transaction not executed as per the procedure prescribed by Depository such as change in bank details, change in signature, transmission, account closure, freeze/unfreeze, pledge, remat
Entry I_ImpositionOfFineOrPenalty9
Authority
BSE
Date Of Receipt Of Direction Or Order Including Any Ad Interim Or Interim Orders Or Any Other Communication From The Authority
25-Mar-2026
Financial / Operational Impact
70000
Nature And Details Of The Action Taken Or Order Passed
Position Limit Violation - Equity Derivatives_612 for January February and March 2026
Violation Details
Position Limit Violation - Equity Derivatives_612 for January February and March 2026
Entry MainD
Whether Part D Of Annexure I Of The SEBI Circular Dated31December2024Related To Disclosure Of Imposition Of Fine Or Penalty Is Applicable To The Entity
Yes