360 ONE WAM LTD

Integrated Filing — Corporate Governance (NSE XBRL)

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Filing Summary

Company
360 ONE WAM LIMITED
Symbol
360ONE
Quarter Ended
31-Mar-2026
Submission
New

General Disclosures

Advertisements As Per Regulation471
Yes
Annual Return As Provided Under Section92Of The Companies Act2013
Yes
Approval For Material Related Party Transactions
Not Applicable
Approval Of The Board And Shareholders For Compensation Or Profit Sharing
Yes
Audio Or Video Recordings And Transcripts Of Post Earinings Or Quarterly Calls
Yes
Board Composition
Yes
Code Of Conduct
Yes
Compliance Certificate
Yes
Compliance With Sub Regulation3Of Regulation46With Respect To Accuracy Of Disclosures On The Website And Timely Updation
Yes
Confirmation That The Disclosures Are In A Separate Section As Specified In Sub Regulation2Of Regulation46
Yes
Credit Rating Or Revision In Credit Rating Obtained
Yes
Date Of End Of Financial Year
31-Mar-2026
Date Of End Of Reporting Period
31-Mar-2026
Date Of Signing
30-Apr-2026
Date Of Start Of Financial Year
01-Apr-2025
Designation Of Person
Company Secretary and Compliance Officer
Designation Of Person Affirmations
Company Secretary and Compliance Officer
Designation Of Person For Annual Affirmations
Company Secretary and Compliance Officer
Designation Of Person For Quartely Affirmations
Company Secretary and Compliance Officer
Details Of Agreements Entered Into With The Media Companies And Or Their Associates
Not Applicable
Details Of Business
Yes
Details Of Establishment Of Vigil Mechanism Or Whistle Blower Policy
Yes
Disclosure Of Contact Details Of KMP Who Are Authorized For The Purpose Of Determining Materiality Under Sub Regulation5Of Regulation30
Yes
Disclosure Of Related Party Transactions On Consolidated Basis
Yes
Disclosure Web Link Of Annual Return As Provided Under Section92Of The Companies Act2013Is Placed
https://ir.360.one/investor-relations/reports-and-presentations/
Disclosure Web Link Of Audio Or Video Recordings And Transcripts Of Post Earinings Or Quarterly Calls Is Placed
https://ir.360.one/investor-relations/reports-and-presentations/
Disclosure Web Link Of Company At Advertisements As Per Regulation471Is Placed
https://ir.360.one/investor-relations/newspaper-advertisements/
Disclosure Web Link Of Company At Dividend Distribution Policy As Per Regulation43A1Is Placed
https://s3.ap-south-1.amazonaws.com/x-web-s3.360.one/360_ONE_Dividend_Distribtion_Policy_4a29f72db4.pdf
Disclosure Web Link Of Company At Materiality Policy As Per Sub Regulation4Regulation30Is Placed
https://s3.ap-south-1.amazonaws.com/x-web-s3.360.one/Policy_on_determination_of_materiality_12a0ba0ca5.pdf
Disclosure Web Link Of Company At Separate Audited Financial Statements Of Each Subsidiary Of The Listed Entity Is Placed
https://ir.360.one/investor-relations/subsidiary-financials/
Disclosure Web Link Of Company At Which Credit Rating Or Revision In Credit Rating Obtained Is Placed
https://ir.360.one/investor-relations/credit-rating/
Disclosure Web Link Of Company At Which Details Of Business Is Placed
https://www.360.one/about-us
Disclosure Web Link Of Company At Which Details Of Establishment Of Vigil Mechanism Or Whistle Blower Policy Is Placed
https://s3.ap-south-1.amazonaws.com/x-web-s3.360.one/360_ONE_Policy_on_vigil_mechanism_and_whistle_blower_mechanism_2dd3b3dff3.pdf
Disclosure Web Link Of Company At Which Financial Results Is Placed
https://ir.360.one/investor-relations/reports-and-presentations/
Disclosure Web Link Of Company At Which Policy For Determining Material Subsidiaries Is Placed
https://s3.ap-south-1.amazonaws.com/x-web-s3.360.one/Policy_for_determining_material_subsidiary_94b8f65db6.pdf
Disclosure Web Link Of Company At Which Policy On Dealing With Related Party Transactions Is Placed
https://s3.ap-south-1.amazonaws.com/x-web-s3.360.one/RPT_Policy_a6aae9c9f7.pdf
Disclosure Web Link Of Company At Which Shareholding Pattern Is Placed
https://ir.360.one/investor-relations/shareholder-information/
Disclosure Web Link Of Compliance With Sub Regulation3Of Regulation46With Respect To Accuracy Of Disclosures On The Website And Timely Updation Is Placed
https://ir.360.one/investor-relations/
Disclosure Web Link Of Confirmation That The Disclosures Are In A Separate Section As Specified In Sub Regulation2Of Regulation46Is Placed
https://ir.360.one/investor-relations/
Disclosure Web Link Of Disclosure Of Contact Details Of KMP Who Are Authorized For The Purpose Of Determining Materiality Under Sub Regulation5Of Regulation30Is Placed
https://ir.360.one/investor-relations/contact-informations/
Disclosure Web Link Of Disclosures Under Sub Regulation8Of Regulation30Is Placed
https://ir.360.one/investor-relations/corporate-announcements/
Disclosure Web Link Of Employee Benefit Scheme Documents Framed In Terms Of SEBI Share Based Employee Benefits And Sweat Equity Regulations2021Is Placed
https://ir.360.one/investor-relations/governance-reports/
Disclosure Web Link Of Memorandum Of Association And Articles Of Association Is Placed
https://s3.ap-south-1.amazonaws.com/x-web-s3.360.one/360_ONE_Memorandum_of_Association_30a8749a37.pdf https://s3.ap-south-1.amazonaws.com/x-web-s3.360.one/360_ONE_Articles_of_Association_d7abbe9bf8.pdf
Disclosure Web Link Of Schedule Of Analyst Or Institutional Investor Meet And Presentation Prepared By Listed Entity For Analyst Or Institutional Investor Meet Is Placed
https://ir.360.one/investor-relations/reports-and-presentations/
Disclosure Web Link Of Secretarial Compliance Report Is Placed
https://ir.360.one/investor-relations/governance-reports/
Disclosure Web Link Of Statements Of Deviations Or Variations As Specified In Regulation32Is Placed
https://ir.360.one/investor-relations/board-meetings/
Disclosures Under Sub Regulation8Of Regulation30
Yes
Dividend Distribution Policy As Per Regulation43A1
Yes
Employee Benefit Scheme Documents Framed In Terms Of SEBI Share Based Employee Benefits And Sweat Equity Regulations2021
Yes
Fees Or Compensation
Yes
Financial Results
Yes
Is SCORESID Available
Yes
ISIN
INE466L01038
Market Capitalisation As Per Immediate Previous Financial Year
Top 500 listed entities
Materiality Policy As Per Sub Regulation4Regulation30
Yes
Memorandum Of Association And Articles Of Association
Yes
Minimum Information
Yes
MSEI Symbol
NOTLISTED
Name Of Signatory
Rohit Bhase
Name Of Signatory Affirmations
Rohit Bhase
Name Of Signatory For Annual Affirmations
Rohit Bhase
Name Of Signatory For Quartely Affirmations
Rohit Bhase
Name Of The Company
360 ONE WAM LIMITED
New Name And The Old Name Of The Listed Entity
Not Applicable
Other Corporate Governance Requirements With Respect To Subsidiary Of Listed Entity
Yes
Place
Mumbai
Plans For Orderly Succession For Appointments
Yes
Policy For Determining Material Subsidiaries
Yes
Policy For Related Party Transaction
Yes
Policy On Dealing With Related Party Transactions
Yes
Reason For Part F Of Annexure I Of The SEBI Circular Dated31December2024Related To Disclosure Of Loans Or Guarantees Or Comfort Letters Or Securities Etc Is Not Applicable To The Entity
The transactions of ICD/ Guarantee/ comfort letter / security are transacted between the Company and its Subsidiary Companies and the same do not qualify to report under the said disclosure as the financials of subsidiaries with whom the transactions are taken place are subject to consolidation with the Company i.e. 360 ONE WAM LIMITED
Recommendation Of Board
Yes
Reporting Quarter
Yearly
Review Of Compliance Reports
Yes
Risk Assessment And Management
Yes
Schedule Of Analyst Or Institutional Investor Meet And Presentation Prepared By Listed Entity For Analyst Or Institutional Investor Meet
Yes
SCORES Registration ID
comz00619
Scrip Code
542772
Secretarial Compliance Report
Yes
Separate Audited Financial Statements Of Each Subsidiary Of The Listed Entity
Yes
Shareholding Pattern
Yes
Statements Of Deviations Or Variations As Specified In Regulation32
Yes
Symbol
360ONE
The Listed Entity Has Approved Material Subsidiary Policy And The Corporate Governance Requirements With Respect To Subsidiary Of Listed Entity Have Been Complied
Yes
Type Of Company
Equity
Type Of Submission
Original
Vacancies In Respect Key Managerial Personnel
Not Applicable
Vigil Mechanism
Yes
Whether As Per Sub Regulation2ba Of Regulation27Of SEBILODR There Has Been Cyber Security Incidents During The Quarter
No
Whether Part A Of Annexure I Of The SEBI Circular Dated31December2024Related To Compliance Report On Corporate Governance Is Applicable To The Entity
Yes
Whether Part F Of Annexure I Of The SEBI Circular Dated31December2024Related To Disclosure Of Loans Or Guarantees Or Comfort Letters Or Securities Etc Is Applicable To The Entity
No

Additional Disclosures

Entry D_MeetingBOD1
Whether Requirement Of Quorum Met
Yes
Entry D_MeetingBOD2
Whether Requirement Of Quorum Met
Yes
Entry D_MeetingBOD3
Whether Requirement Of Quorum Met
Yes
Entry D_MeetingComit1
Whether Requirement Of Quorum Met
Yes
Entry D_MeetingComit10
Whether Requirement Of Quorum Met
Yes
Entry D_MeetingComit2
Whether Requirement Of Quorum Met
Yes
Entry D_MeetingComit3
Whether Requirement Of Quorum Met
Yes
Entry D_MeetingComit4
Whether Requirement Of Quorum Met
Yes
Entry D_MeetingComit5
Whether Requirement Of Quorum Met
Yes
Entry D_MeetingComit6
Whether Requirement Of Quorum Met
Yes
Entry D_MeetingComit7
Whether Requirement Of Quorum Met
Yes
Entry D_MeetingComit8
Whether Requirement Of Quorum Met
Yes
Entry D_MeetingComit9
Whether Requirement Of Quorum Met
Yes
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Board Composition — Entity Disclosures

The Composition Of Board Of Directors Is In Terms Of Sebi Regulations2015
Yes
Chairperson Related to MD / CEO
No
Regular Chairperson
Yes

Composition of Board of Directors

SrTitleDirectorPANDINCategory 1Category 2Category 3Date of BirthDisqualifiedStatusSpecial ResolutionSpecial Resolution DateInitial AppointmentRe-appointmentTenure (months)Listed DirectorshipsIndependent DirectorshipsAudit / Stakeholder MembershipsAudit / Stakeholder Chair Posts
1MrAkhil Gupta******00028728Non-Executive - Independent DirectorChairperson22-Dec-1955NoActiveNot Applicable18-Jan-202418-Jan-202426.131131
2MrKaran Bhagat******03247753Executive DirectorNot ApplicableMD25-Apr-1977NoActiveNot Applicable27-Sep-20101000
3MrYatin Shah******03231090Non-Executive - Non Independent DirectorNot Applicable27-Jan-1976NoActiveNot Applicable27-Sep-20102030
4MrRishi Mandawat******07639602Non-Executive - Nominee DirectorNot Applicable29-Oct-1979NoActiveNot Applicable23-Nov-20222021
5MrPavninder Singh******03048302Non-Executive - Nominee DirectorNot Applicable24-Oct-1976NoActiveNot Applicable23-Nov-20221000
6MsRevathy Ashok******00057539Non-Executive - Independent DirectorNot Applicable16-Jan-1959NoActiveNot Applicable23-Apr-202423-Apr-202423.076695
7MrPierre De Weck******10771331Non-Executive - Independent DirectorNot Applicable15-Jul-1950NoActiveYes08-Dec-202415-Oct-202415-Oct-202417.161100
8MrSandeep Tandon******00054553Non-Executive - Independent DirectorNot Applicable17-May-1969NoActiveNot Applicable27-Jan-202527-Jan-202514.043231
9MrSaahil Murarka******06717827Non-Executive - Non Independent DirectorNot Applicable11-Nov-1990NoActiveNot Applicable17-Jul-202514-Aug-20261000

Committee Disclosures

Entry CompComit122
Date of Appointment
25-Aug-2024
Entry CompComit123
Date of Appointment
25-Aug-2024
Entry CompComit124
Date of Appointment
23-Nov-2022
Entry CompComit14
Date of Appointment
03-Mar-2025
Entry CompComit15
Date of Appointment
23-Apr-2024
Entry CompComit16
Date of Appointment
23-Nov-2022
Entry CompComit41
Date of Appointment
03-Mar-2025
Entry CompComit42
Date of Appointment
23-Nov-2022
Entry CompComit43
Date of Appointment
25-Aug-2024
Entry CompComit68
Date of Appointment
23-Nov-2022
Entry CompComit69
Date of Appointment
14-May-2019
Entry CompComit70
Date of Appointment
03-Mar-2025
Entry CompComit95
Date of Appointment
23-Nov-2022
Entry CompComit96
Date of Appointment
10-Dec-2024
Entry CompComit97
Date of Appointment
17-Oct-2025
Entry MainD
Composition And Role Of Risk Management Committee
Yes
Composition Of Audit Committee
Yes
Composition Of Nomination And Remuneration Committee
Yes
Composition Of Stakeholder Relationship Committee
Yes
Composition Of Various Committees Of Board Of Directors
Yes
Disclosure Of Notes On Composition Of Committees Explanatory Text Block
Corporate Social Responsibility Committee will be read as Corporate Social Responsibility and Environment, Social and Governance Committee.
Disclosure Web Link Of Company At Which Composition Of Various Committees Of Board Of Directors Is Placed
https://ir.360.one/investor-relations/board-of-directors/
Memberships In Committees
Yes
Prior Or Omnibus Approval Of Audit Committee For All Related Party Transactions
Yes
Risk Management Committee
Yes
Role Of Audit Committee And Information To Be Reviewed By The Audit Committee
Yes
Role Of Nomination And Remuneration Committee
Yes
Role Of Stakeholders Relationship Committee
Yes
The Committee Members Have Been Made Aware Of Their Powers Role And Responsibilities As Specified In Sebi Regulations2015
Yes
The Composition Of Audit Committee Is In Terms Of Sebi Regulations2015
Yes
The Composition Of The Nomination And Remuneration Committee Is In Terms Of Sebi Regulations2015
Yes
The Composition Of The Risk Management Committee Is In Terms Of Sebi Regulations2015
Yes
The Composition Of The Stakeholders Relationship Committee Committee Is In Terms Of Sebi Regulations2015
Yes
Whether The Audit Committee Has A Regular Chairperson
Yes
Whether The Corporate Social Responsibility Committee Has A Regular Chairperson
Yes
Whether The Nomination And Remuneration Committee Has A Regular Chairperson
Yes
Whether The Risk Management Committee Has A Regular Chairperson
Yes
Whether The Stakeholders Relationship Committee Has A Regular Chairperson
Yes

Audit Committee

Additional Position
Chairperson
Director DIN
00057539
Member Name
Revathy Ashok
Position
Non-Executive - Independent Director

Audit Committee

Additional Position
Member
Director DIN
00028728
Member Name
Akhil Gupta
Position
Non-Executive - Independent Director

Audit Committee

Additional Position
Member
Director DIN
07639602
Member Name
Rishi Mandawat
Position
Non-Executive - Nominee Director

Audit Committee

Audit Committee

Audit Committee

Corporate Social Responsibility Committee

Additional Position
Chairperson
Director DIN
03231090
Member Name
Yatin Shah
Position
Non-Executive - Non Independent Director

Corporate Social Responsibility Committee

Additional Position
Member
Director DIN
00057539
Member Name
Revathy Ashok
Position
Non-Executive - Independent Director

Corporate Social Responsibility Committee

Additional Position
Member
Director DIN
03048302
Member Name
Pavninder Singh
Position
Non-Executive - Nominee Director

Corporate Social Responsibility Committee

Nomination and remuneration committee

Additional Position
Chairperson
Director DIN
00054553
Member Name
Sandeep Tandon
Position
Non-Executive - Independent Director

Nomination and remuneration committee

Additional Position
Member
Director DIN
03048302
Member Name
Pavninder Singh
Position
Non-Executive - Nominee Director

Nomination and remuneration committee

Additional Position
Member
Director DIN
00057539
Member Name
Revathy Ashok
Position
Non-Executive - Independent Director

Nomination and remuneration committee

Nomination and remuneration committee

Other Committee

Additional Position
Chairperson
Director DIN
00054553
Member Name
Sandeep Tandon
Name Of Other Committee
Information Technology Strategy Committee
Notes
Date of Appointment - March 3, 2025
Position
Non-Executive - Independent Director

Other Committee

Additional Position
Member
Director DIN
07639602
Member Name
Rishi Mandawat
Name Of Other Committee
Information Technology Strategy Committee
Notes
Date of Appointment - November 23, 2022
Position
Non-Executive - Nominee Director

Other Committee

Additional Position
Member
Director DIN
03231090
Member Name
Yatin Shah
Name Of Other Committee
Information Technology Strategy Committee
Notes
Date of Appointment - July 25, 2022
Position
Non-Executive - Non Independent Director

Other Committee

Name Of Other Committee
Information Technology Strategy Committee

Risk Management Committee

Additional Position
Chairperson
Director DIN
07639602
Member Name
Rishi Mandawat
Position
Non-Executive - Nominee Director

Risk Management Committee

Additional Position
Member
Director DIN
10771331
Member Name
Pierre De Weck
Position
Non-Executive - Independent Director

Risk Management Committee

Additional Position
Member
Director DIN
06717827
Member Name
Saahil Murarka
Position
Non-Executive - Non Independent Director

Risk Management Committee

Risk Management Committee

Stakeholders Relationship Committee

Additional Position
Chairperson
Director DIN
07639602
Member Name
Rishi Mandawat
Position
Non-Executive - Nominee Director

Stakeholders Relationship Committee

Additional Position
Member
Director DIN
03231090
Member Name
Yatin Shah
Position
Non-Executive - Non Independent Director

Stakeholders Relationship Committee

Additional Position
Member
Director DIN
00054553
Member Name
Sandeep Tandon
Position
Non-Executive - Independent Director

Stakeholders Relationship Committee

Entry MainD
Gap Between The Meetings Of The Risk Management Committee
Yes
Meeting Of Audit Committee
Yes
Meeting Of Board Of Directors
Yes
Meeting Of Independent Directors
Yes
Meeting Of Nomination And Remuneration Committee
Yes
Meeting Of Risk Management Committee
Yes
Meeting Of Stakeholders Relationship Committee
Yes
Quorum Of Board Meeting
Yes
Quorum Of Nomination And Remuneration Committee Meeting
Yes
Quorum Of Risk Management Committeemeeting
Yes
The Meetings Of The Board Of Directors And The Above Committees Have Been Conducted In The Manner As Specified In Sebi Regulations2015
Yes
Entry MeetingBOD1
Dates Of Meeting In The Previous Quarter
17-Oct-2025
Number Of Directors Present In Meeting Of Board Of Directors
8
Number Of Independent Directors Attending The Meeting
4
Total Number Of Directors As On Date Of The Meeting
9
Entry MeetingBOD2
Dates Of Meeting If Any In The Relevant Quarter
15-Jan-2026
Maximum Gap Between Any Two Consecutive Meetings
89
Number Of Directors Present In Meeting Of Board Of Directors
9
Number Of Independent Directors Attending The Meeting
4
Total Number Of Directors As On Date Of The Meeting
9
Entry MeetingBOD3
Dates Of Meeting If Any In The Relevant Quarter
20-Mar-2026
Maximum Gap Between Any Two Consecutive Meetings
63
Number Of Directors Present In Meeting Of Board Of Directors
9
Number Of Independent Directors Attending The Meeting
4
Total Number Of Directors As On Date Of The Meeting
9
Entry MeetingComit1
Dates Of Meeting Of The Committee In The Previous Quarter
17-Oct-2025
Number Of Director Present In Meeting Of Committee All Directors Including Independent Director
3
Number Of Independent Director Attending Meeting Of Committee
2
Number Of Member Attending Meeting Of Committee
0
Total Number Of Directors As On Date Of The Meeting
3
Entry MeetingComit10
Dates Of Meeting Of The Committee In The Relevant Quarter
20-Feb-2026
Number Of Director Present In Meeting Of Committee All Directors Including Independent Director
3
Number Of Independent Director Attending Meeting Of Committee
1
Number Of Member Attending Meeting Of Committee
0
Total Number Of Directors As On Date Of The Meeting
3
Entry MeetingComit2
Dates Of Meeting Of The Committee In The Relevant Quarter
15-Jan-2026
Maximum Gap Between Any Two Consecutive Meetings
89
Number Of Director Present In Meeting Of Committee All Directors Including Independent Director
3
Number Of Independent Director Attending Meeting Of Committee
2
Number Of Member Attending Meeting Of Committee
0
Total Number Of Directors As On Date Of The Meeting
3
Entry MeetingComit3
Dates Of Meeting Of The Committee In The Relevant Quarter
20-Mar-2026
Maximum Gap Between Any Two Consecutive Meetings
63
Number Of Director Present In Meeting Of Committee All Directors Including Independent Director
3
Number Of Independent Director Attending Meeting Of Committee
2
Number Of Member Attending Meeting Of Committee
0
Total Number Of Directors As On Date Of The Meeting
3
Entry MeetingComit4
Dates Of Meeting Of The Committee In The Previous Quarter
10-Oct-2025
Number Of Director Present In Meeting Of Committee All Directors Including Independent Director
3
Number Of Independent Director Attending Meeting Of Committee
2
Number Of Member Attending Meeting Of Committee
0
Total Number Of Directors As On Date Of The Meeting
3
Entry MeetingComit5
Dates Of Meeting Of The Committee In The Previous Quarter
17-Oct-2025
Maximum Gap Between Any Two Consecutive Meetings
6
Number Of Director Present In Meeting Of Committee All Directors Including Independent Director
2
Number Of Independent Director Attending Meeting Of Committee
2
Number Of Member Attending Meeting Of Committee
0
Total Number Of Directors As On Date Of The Meeting
3
Entry MeetingComit6
Dates Of Meeting Of The Committee In The Previous Quarter
06-Oct-2025
Number Of Director Present In Meeting Of Committee All Directors Including Independent Director
2
Number Of Independent Director Attending Meeting Of Committee
1
Number Of Member Attending Meeting Of Committee
0
Total Number Of Directors As On Date Of The Meeting
3
Entry MeetingComit7
Dates Of Meeting Of The Committee In The Relevant Quarter
02-Jan-2026
Maximum Gap Between Any Two Consecutive Meetings
87
Number Of Director Present In Meeting Of Committee All Directors Including Independent Director
2
Number Of Independent Director Attending Meeting Of Committee
1
Number Of Member Attending Meeting Of Committee
0
Total Number Of Directors As On Date Of The Meeting
3
Entry MeetingComit8
Dates Of Meeting Of The Committee In The Relevant Quarter
23-Feb-2026
Maximum Gap Between Any Two Consecutive Meetings
51
Number Of Director Present In Meeting Of Committee All Directors Including Independent Director
2
Number Of Independent Director Attending Meeting Of Committee
1
Number Of Member Attending Meeting Of Committee
0
Total Number Of Directors As On Date Of The Meeting
3
Entry MeetingComit9
Dates Of Meeting Of The Committee In The Previous Quarter
06-Oct-2025
Number Of Director Present In Meeting Of Committee All Directors Including Independent Director
2
Number Of Independent Director Attending Meeting Of Committee
1
Number Of Member Attending Meeting Of Committee
0
Total Number Of Directors As On Date Of The Meeting
3
Entry MainD
Contact Information Of The Designated Officials Of The Listed Entity Who Are Responsible For Assisting And Handling Investor Grievances
Yes
Disclosure Web Link Of Company At Which Contact Information Of The Designated Officials Of The Listed Entity Who Are Responsible For Assisting And Handling Investor Grievances Is Placed
https://ir.360.one/investor-relations/contact-informations/
Disclosure Web Link Of Company At Which Email Address For Grievance Redressal And Other Relevant Details Is Placed
https://ir.360.one/investor-relations/contact-informations/
Email Address For Grievance Redressal And Other Relevant Details
Yes
No Of Investor Complaints Disposed Off During The Period
0
No Of Investor Complaints During The Period
0
No Of Investor Complaints Received During The Period
0
Whether Part B Of Annexure I Of The SEBI Circular Dated31December2024Related To Investor Grievance Redressal Report Is Applicable To The Entity
Yes
Entry MainI
No Of Investor Complaints
0
Entry PY_I
No Of Investor Complaints
0
Composition Of Board Of Directors Of Unlisted Material Subsidiary
Yes
Reason For Part C Of Annexure I Of The SEBI Circular Dated31December2024Related To Disclosure Of Acquisition Of Shares Or Voting Rights In Unlisted Companies Is Not Applicable To The Entity
There is no acquisition of Shares or Voting Rights in Unlisted Companies during the quarter ended March 31, 2026
Whether Part C Of Annexure I Of The SEBI Circular Dated31December2024Related To Disclosure Of Acquisition Of Shares Or Voting Rights In Unlisted Companies Is Applicable To The Entity
No
Reason For Part E Of Annexure I Of The SEBI Circular Dated31December2024Related To Disclosure Of Updates To Ongoing Tax Litigations Or Disputes Is Not Applicable To The Entity
The Tax litigations are below the materiality limit, hence the disclosure pertaining to the same is not applicable for the quarter ended March 31, 2026.
Whether Part E Of Annexure I Of The SEBI Circular Dated31December2024Related To Disclosure Of Updates To Ongoing Tax Litigations Or Disputes Is Applicable To The Entity
No
Entry I_ImpositionOfFineOrPenalty1
Authority
NSE
Date Of Receipt Of Direction Or Order Including Any Ad Interim Or Interim Orders Or Any Other Communication From The Authority
05-Jan-2026
Financial / Operational Impact
There is no material impact on the Company’s financials or operations due to levy of the said penalty.
Nature And Details Of The Action Taken Or Order Passed
25000
Violation Details
Delay in reporting RCA by 1 day
Entry I_ImpositionOfFineOrPenalty10
Authority
NSE Clearing Ltd. (NCL) - NSE
Date Of Receipt Of Direction Or Order Including Any Ad Interim Or Interim Orders Or Any Other Communication From The Authority
23-Feb-2026
Financial / Operational Impact
There is no material impact on the Company’s financials or operations due to levy of the said penalty.
Nature And Details Of The Action Taken Or Order Passed
1000
Violation Details
Penalty for Non Compliance reported in System Audit Report as per Algo MIS
Entry I_ImpositionOfFineOrPenalty11
Authority
NSE Clearing Ltd. (NCL) - NSE
Date Of Receipt Of Direction Or Order Including Any Ad Interim Or Interim Orders Or Any Other Communication From The Authority
27-Mar-2026
Financial / Operational Impact
There is no material impact on the Company’s financials or operations due to levy of the said penalty.
Nature And Details Of The Action Taken Or Order Passed
5900
Violation Details
IBX/F&O MWPL Penalty
Entry I_ImpositionOfFineOrPenalty12
Authority
NSE Clearing Ltd. (NCL) - NSE
Date Of Receipt Of Direction Or Order Including Any Ad Interim Or Interim Orders Or Any Other Communication From The Authority
30-Mar-2026
Financial / Operational Impact
There is no material impact on the Company’s financials or operations due to levy of the said penalty.
Nature And Details Of The Action Taken Or Order Passed
5900
Violation Details
IBX/F&O MWPL Penalty
Entry I_ImpositionOfFineOrPenalty13
Authority
NSDL
Date Of Receipt Of Direction Or Order Including Any Ad Interim Or Interim Orders Or Any Other Communication From The Authority
13-Feb-2026
Financial / Operational Impact
There is no material impact on the Company’s financials or operations due to levy of the said penalty.
Nature And Details Of The Action Taken Or Order Passed
4500
Violation Details
Delay in closing NSDL surveillance alerts in June and Dec 2025
Entry I_ImpositionOfFineOrPenalty2
Authority
NSE
Date Of Receipt Of Direction Or Order Including Any Ad Interim Or Interim Orders Or Any Other Communication From The Authority
26-Jan-2026
Financial / Operational Impact
There is no material impact on the Company’s financials or operations due to levy of the said penalty.
Nature And Details Of The Action Taken Or Order Passed
20000
Violation Details
NSE Off site Inspection observation
Entry I_ImpositionOfFineOrPenalty3
Authority
NSE
Date Of Receipt Of Direction Or Order Including Any Ad Interim Or Interim Orders Or Any Other Communication From The Authority
17-Feb-2026
Financial / Operational Impact
There is no material impact on the Company’s financials or operations due to levy of the said penalty.
Nature And Details Of The Action Taken Or Order Passed
2000
Violation Details
Non-Compliance observed for Algo IDs in System Audit Report
Entry I_ImpositionOfFineOrPenalty4
Authority
NSE
Date Of Receipt Of Direction Or Order Including Any Ad Interim Or Interim Orders Or Any Other Communication From The Authority
17-Feb-2026
Financial / Operational Impact
There is no material impact on the Company’s financials or operations due to levy of the said penalty.
Nature And Details Of The Action Taken Or Order Passed
1000
Violation Details
Non-Compliance observed for Algo IDs in System Audit Report
Entry I_ImpositionOfFineOrPenalty5
Authority
NSE
Date Of Receipt Of Direction Or Order Including Any Ad Interim Or Interim Orders Or Any Other Communication From The Authority
30-Mar-2026
Financial / Operational Impact
There is no material impact on the Company’s financials or operations due to levy of the said penalty.
Nature And Details Of The Action Taken Or Order Passed
10000
Violation Details
NSE Off site Inspection observation
Entry I_ImpositionOfFineOrPenalty6
Authority
Bombay Stock Exchange
Date Of Receipt Of Direction Or Order Including Any Ad Interim Or Interim Orders Or Any Other Communication From The Authority
08-Jan-2026
Financial / Operational Impact
There is no material impact on the Company’s financials or operations due to levy of the said penalty.
Nature And Details Of The Action Taken Or Order Passed
50000
Violation Details
Penalty for non-compliance of Algo ID-transfer to IPF-Algo ID
Entry I_ImpositionOfFineOrPenalty7
Authority
MCX
Date Of Receipt Of Direction Or Order Including Any Ad Interim Or Interim Orders Or Any Other Communication From The Authority
24-Feb-2026
Financial / Operational Impact
There is no material impact on the Company’s financials or operations due to levy of the said penalty.
Nature And Details Of The Action Taken Or Order Passed
20000
Violation Details
Delayed reporting of Technical Glitch
Entry I_ImpositionOfFineOrPenalty8
Authority
MCX
Date Of Receipt Of Direction Or Order Including Any Ad Interim Or Interim Orders Or Any Other Communication From The Authority
27-Feb-2026
Financial / Operational Impact
There is no material impact on the Company’s financials or operations due to levy of the said penalty.
Nature And Details Of The Action Taken Or Order Passed
20000
Violation Details
Delayed reporting of intimation due to Technical Glitch
Entry I_ImpositionOfFineOrPenalty9
Authority
NSE Clearing Ltd. (NCL) - NSE
Date Of Receipt Of Direction Or Order Including Any Ad Interim Or Interim Orders Or Any Other Communication From The Authority
23-Feb-2026
Financial / Operational Impact
There is no material impact on the Company’s financials or operations due to levy of the said penalty.
Nature And Details Of The Action Taken Or Order Passed
20000
Violation Details
Penalties levied as per MCSGFC directives
Entry MainD
Whether Part D Of Annexure I Of The SEBI Circular Dated31December2024Related To Disclosure Of Imposition Of Fine Or Penalty Is Applicable To The Entity
Yes